Role at Chandler Asset Management
- Title on Schedule A
- Chief Compliance Officer
- Control
- Michael Rasmussen is a control person of Chandler Asset Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Michael Rasmussen has held the filed role since April 2023.
The firm
Form ADV filed 25 March 2026
Career on record
Michael Rasmussen has been registered through Chandler Asset Management since April 2023, and before that through Kore Advisors LP, Dakota Wealth, LLC and Spearhead Capital Advisors, LLC.
- Passed Series 99TO · 2025
- Passed Series 51 and Series 63 · 2024
- Passed Series 14, Series 24 and Series 7TO · 2023
- – present · 4 yearsSan Diego, CA · Adviser representative · Firm CRD 107287
- Kore Advisors LP– · 1 yearBoynton Beach, FL · Adviser representative · Firm CRD 159663
- Dakota Wealth, LLC– · 1 yearPalm Beach Gardens, FL · Adviser representative · Firm CRD 297987
- Passed SIE · 2018
- Passed Series 65 and Series 7 · 2017
- Spearhead Capital Advisors, LLC– · 2 yearsWellington, FL · Adviser representative · Firm CRD 161131
Registrations and exams
Michael Rasmussen has a current investment-adviser registration in California and has passed 9 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| California | Investment adviser representative | Approved | 11 April 2023 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 12 August 2024 |
| Series 65 | Uniform Investment Adviser Law Examination | 22 August 2017 |
| Series 51 | Municipal Fund Securities Principal Examination | 5 August 2024 |
| Series 14 | Compliance Officer Examination | 27 May 2023 |
| Series 24 | General Securities Principal Examination | 27 May 2023 |
| Series 99TO | Operations Professional Examination | 6 January 2025 |
| Series 7TO | General Securities Representative Examination | 27 May 2023 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 12 December 2017 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Municipal Fund Securities Principal Examination
- Name
- Compliance Officer Examination
- Name
- General Securities Principal Examination
- Name
- Operations Professional Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Michael Thomas Rasmussen
- CRD
- 6874332
- Registration status
- Investment adviser and broker registrations
- Office
- 9255 TOWNE CENTRE DRIVE, SUITE 600, San Diego, CA 92121
- Firm bio
- chandlerasset.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
He joined Chandler Asset Management in March 2023 as Chief Compliance Officer and General Counsel and leads the compliance team. Chandler Asset Management, Executive
Credentials and memberships
- Juris Doctor (JD)Chandler Asset Management, Executive
Common questions
Where does Michael Rasmussen work?
Michael Rasmussen has been Chief Compliance Officer of Chandler Asset Management Inc since April 2023, and is a control person of the firm.
Is Michael Rasmussen a financial advisor?
Yes. Michael Rasmussen has a current investment-adviser registration in California, through Chandler Asset Management since April 2023, as of 17 October 2026.
How many years of experience does Michael Rasmussen have?
Michael Rasmussen has worked in the financial industry for 7 years as of 17 October 2026, counted from 26 March 2019, across 4 adviser firms.
What exams has Michael Rasmussen passed?
Michael Rasmussen has passed 9 licensing exams: the Series 65, Series 7, SIE, Series 14, Series 24, Series 7TO, Series 51, Series 63 and Series 99TO. The earliest, the Series 65, was passed in August 2017.
Where did Michael Rasmussen work before Chandler Asset Management?
Before Chandler Asset Management, Michael Rasmussen was registered through Kore Advisors LP, March 2021 to March 2022; Dakota Wealth, LLC, June 2020 to February 2021; Spearhead Capital Advisors, LLC, December 2017 to May 2020.
Where is Michael Rasmussen based?
Michael Rasmussen’s registered office is in San Diego, CA.
Leadership at Chandler Asset Management
- Nicole DragooChief Executive Officer
- Ryan TauberChief Operating Officer
- Martin CassellCFO and Corporate Advisor
- William DennehyCo-Chief Investment Officer
- Scott PrickettCo-Chief Investment Officer
- Jayson SchmittCo-Chief Investment Officer