Nicholas Lemus has been an investment adviser representative at Summit Wealth & Retirement Planning since March 2026, and is not listed among the firm’s executive officers or direct owners.
Summit Wealth & Retirement Planning, Inc. is an Eagle, ID firm with $978M under management, 354 clients and 7 advisers across 5 offices, as of its March 2026 filing.
- – present · under a yearSan Clemente, CA · Adviser representative · Firm CRD 285972
Investment adviser representative registrations
Nicholas Lemus is registered as an investment adviser representative in California, since March 2026.
- CaliforniaSince 2 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 63 | Uniform Securities Agent State Law Examination | 30 August 2022 |
| Series 7TO | General Securities Representative Examination | 24 June 2022 |
| SIE | Securities Industry Essentials Examination | 7 November 2021 |
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Nicholas Fernando Lemus
- CRD
- 7559730
- Firm
- Summit Wealth & Retirement Planning · CRD 285972
- Office
- San Clemente, CA
- Registration
- Investment adviser registration
- In the industry since
- March 2025
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicholas Lemus work?
Nicholas Lemus is an investment adviser representative registered through Summit Wealth & Retirement Planning, Inc. since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Lemus a financial advisor?
Yes. Nicholas Lemus has a current investment-adviser registration in California, through Summit Wealth & Retirement Planning since March 2026.
How many years of experience does Nicholas Lemus have?
Nicholas Lemus has 1 year in the financial industry, since March 2025, across 1 adviser firm.
What exams has Nicholas Lemus passed?
Nicholas Lemus has passed 3 licensing exams: the SIE, Series 7TO and Series 63. The earliest, the SIE, was passed in November 2021.
Where is Nicholas Lemus based?
Nicholas Lemus’ registered office is in San Clemente, CA.
Is Nicholas Lemus registered with FINRA?
No. Nicholas Lemus has no current broker registration.
How can I verify Nicholas Lemus’ record?
Search CRD 7559730 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Lemus’ full registration record.