Donald McCloskey has been Chief Compliance Officer of Summit Wealth & Retirement Planning since March 2019, is a control person of the firm and directly owns under 5% of it.
Summit Wealth & Retirement Planning, Inc. is an Eagle, ID firm with $978M under management, 354 clients and 7 advisers across 5 offices, as of its March 2026 filing.
Donald McCloskey’s longest registration is the current one, 8 years at Summit Wealth & Retirement Planning since 2018. Before joining Summit Wealth & Retirement Planning in 2018, Donald McCloskey was registered through Lincoln Financial Advisors Corporation.
- – present · 8 yearsCamas, WA · Adviser representative · Firm CRD 285972
- Lincoln Financial Advisors Corporation– · 8 yearsSan Ramon, CA · Adviser representative · Firm CRD 3978
Investment adviser representative registrations
Donald McCloskey is registered as an investment adviser representative in 3 states. The first approvals date from April 2018; the most recent is Washington, in September 2024.
- CaliforniaSince 18 April 2018
- IdahoSince 15 March 2022
- WashingtonSince 19 September 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 17 April 2009 |
| Series 24 | General Securities Principal Examination | 22 September 2007 |
| Series 7 | General Securities Representative Examination | 5 November 2002 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Full name
- Donald Ryan McCloskey
- CRD
- 4579225
- Firm
- Summit Wealth & Retirement Planning · CRD 285972
- Role
- Chief Compliance Officer
- Office
- Camas, WA
- Registration
- Investment adviser and broker registrations
- In the industry since
- December 2003
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Donald McCloskey work?
Donald McCloskey has been Chief Compliance Officer of Summit Wealth & Retirement Planning, Inc. since March 2019, and is a control person of the firm.
Is Donald McCloskey a financial advisor?
Yes. Donald McCloskey has a current investment-adviser registration in California, Idaho and Washington, through Summit Wealth & Retirement Planning since April 2018.
How many years of experience does Donald McCloskey have?
Donald McCloskey has 22 years in the financial industry, since December 2003, across 2 adviser firms.
What exams has Donald McCloskey passed?
Donald McCloskey has passed 3 licensing exams: the Series 7, Series 24 and Series 63. The earliest, the Series 7, was passed in November 2002. FINRA credited Donald McCloskey with the SIE, which began in October 2018.
Where is Donald McCloskey based?
Donald McCloskey’s registered office is in Camas, WA.
Is Donald McCloskey registered with FINRA?
Yes. Donald McCloskey has a current broker registration, under CRD 4579225.
Source: FINRA BrokerCheck
How can I verify Donald McCloskey’s record?
Search CRD 4579225 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Donald McCloskey’s full registration record.