Nicholas Fullerton has been Principal, CCO of Fullerton Advisors since September 2008, is a control person of the firm and directly owns 75% or more of it. Nicholas Fullerton holds a Bachelor of Arts in International Relations from Stanford University and a Degree in Financial Planning from Boston Institute of Finance.
Fullerton Advisors, LLC is a Danville, CA firm with $120M under management, 71 clients and 1 adviser in one office, as of its January 2026 filing.
Nick Fullerton is Principal and Founder of Fullerton Advisors. He founded the firm in 2008. Previously he spent three years at ASI Investments helping market and implement investment strategies, four years with a wireless start-up, three years with a research firm, and two years as a Financial Analyst at Bank of America.
- Fullerton Advisors, LLCCurrent– present · 17 yearsAlamo, CA · Adviser representative · Firm CRD 148880
Professional designations
Listed by Fullerton Advisors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Nicholas Fullerton is registered as an investment adviser representative in California, since January 2009.
- CaliforniaSince 14 January 2009
Examinations
No examinations are on Nicholas Fullerton’s record.
- Full name
- Nicholas C Fullerton
- CRD
- 2515415
- Firm
- Fullerton Advisors · CRD 148880
- Role
- Principal, CCO
- Office
- 121 Dean Road, Alamo, CA 94507
- Registration
- Investment adviser registration
- In the industry since
- January 2009
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- fullertonadvisors.com
Where does Nicholas Fullerton work?
Nicholas Fullerton has been Principal, CCO of Fullerton Advisors, LLC since September 2008, and is a control person of the firm.
Is Nicholas Fullerton a financial advisor?
Yes. Nicholas Fullerton has a current investment-adviser registration in California, through Fullerton Advisors since January 2009.
How many years of experience does Nicholas Fullerton have?
Nicholas Fullerton has 17 years in the financial industry, since January 2009, across 1 adviser firm.
Where is Nicholas Fullerton based?
Nicholas Fullerton’s registered office is in Alamo, CA.
Is Nicholas Fullerton registered with FINRA?
No. Nicholas Fullerton has no current broker registration.
Is Nicholas Fullerton a CFP?
Fullerton Advisors lists Nicholas Fullerton with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Nicholas Fullerton’s record?
Search CRD 2515415 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Fullerton’s full registration record.