Fullerton Advisors provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 51–100 clients last fiscal year.
Fullerton Advisors reports 71 clients. They include 46 high-net-worth individuals, 23 individual clients and 1 charitable organization. Of its assets, 100.0% ($120M across 258 accounts) are managed with discretion. It advised 3 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 32% | 15% |
| High-net-worth individuals | 65% | 83% |
| Charitable organizations | 1% | <1% |
| Corporations and other businesses | 1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 23 | $18.5M | 15.4% | $806K |
| High-net-worth individuals | 46 | $100M | 83.4% | $2.18M |
| Charitable organizations | Fewer than 5 | $1.05M | 0.9% | $1.05M |
| Corporations and other businesses | Fewer than 5 | $413K | 0.3% | $413K |
| Total | 71 | $120M | 100% | — |
- Clients
- 23
- Regulatory AUM
- $18.5M
- AUM share
- 15.4%
- Avg. per client
- $806K
- Clients
- 46
- Regulatory AUM
- $100M
- AUM share
- 83.4%
- Avg. per client
- $2.18M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.05M
- AUM share
- 0.9%
- Avg. per client
- $1.05M
- Clients
- Fewer than 5
- Regulatory AUM
- $413K
- AUM share
- 0.3%
- Avg. per client
- $413K
Total
- Clients
- 71
- Regulatory AUM
- $120M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 3
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Fullerton Advisors charges up to 1.00% a year for its Investment Advisory Fees. The fee is billed in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Negotiable fixed fee of $2,500 to $10,000, or a negotiable hourly rate of up to $400; half is payable in advance.
- General Consulting
- Negotiable regular hourly rate of up to $400, payable on completion of the services.
Nicholas Fullerton owns 75% or more of Fullerton Advisors. It has 1 employee.
Staff
- 1 employee
- 1 in advisory functions
- Owns 75% or more of Fullerton Advisors, LLC
Nicholas Fullerton
Control person · since September 2008
Besides its headquarters, Fullerton Advisors has 0 offices, with 1 listed address in 1 state.
California · 1 listed address
- 318 Diablo Road, Suite 260, DanvilleHQ
Contact and registration details
- Legal name
- Fullerton Advisors, LLC
- Headquarters
- 318 Diablo Road, Suite 260, Danville, CA 94526
- Website
- fullertonadvisors.com
- Phone
- 925-480-7018
- @fullerton-advisors
- SEC file
- 801-134519
- Structure
- California LLC
- Fiscal year end
- December
Fullerton Advisors’ named custodians for separately managed accounts are Fidelity ($117M, 50%) and Fidelity ($117M, 50%). Fullerton Advisors does not have custody of client assets.
The filed custodian amounts total more than regulatory assets under management. Each amount is shown as filed.
- FidelityFidelity Brokerage Services LLC · Greenwich, CT · $117M50%
- FidelityNational Financial Services LLC · Boston, MA · $117M50%
At year end, Fullerton Advisors’ separately managed accounts were mostly in funds (91%). Its reported 13F holdings for the quarter ended 30 June 2026 total $107M across 54 positions; the largest are Vanguard Index Fds (18.7%), Vanguard Tax-managed Fds (9.6%) and Vanguard Specialized Funds (7.9%).
What the accounts hold
- Stocks8%
- Funds91%
- Other1%
- Alternative/crypto holdings1%
How many clients does Fullerton Advisors have?
Fullerton Advisors has 71 clients and manages $120 million for them, as of January 2026. They include 46 high-net-worth individuals, 23 individual clients and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 January 2026
What services does Fullerton Advisors offer?
Fullerton Advisors provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Fullerton Advisors charge?
Fullerton Advisors charges up to 1.00% a year for its Investment Advisory Fees. The fee is billed in arrears and is negotiable.
Source: FULLERTON ADVISORS, LLC FORM ADV, filed 28 January 2026
Which custodians does Fullerton Advisors use?
Fullerton Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Greenwich, CT), with $117M and National Financial Services LLC (Boston, MA), with $117M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 January 2026
How many financial advisors does Fullerton Advisors have?
Fullerton Advisors has 0 investment adviser representatives registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Fullerton Advisors invest in?
At the end of its last fiscal year, Fullerton Advisors’ separately managed accounts held 91% registered funds (mutual funds, ETFs, BDCs), 8% exchange-traded equities and 1% other. The 1% other category is described as: Alternative/Crypto Holdings.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Fullerton Advisors?
Fullerton Advisors’ direct owner is Nicholas Fullerton (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 28 January 2026
How does Fullerton Advisors get paid?
Fullerton Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Fullerton Advisors?
Fullerton Advisors’ main office is at 318 Diablo Road, Suite 260, Danville, CA 94526. Its phone number is 925-480-7018. Its website is fullertonadvisors.com.