Nicholas Der has been an investment adviser representative at CSP Financial Group since June 2022, and is not listed among the firm’s executive officers or direct owners.
CSP Financial Group LLC is a Scottsdale, AZ firm with $151M under management, 397 clients and 21 advisers across 18 offices, as of its September 2026 filing.
Nicholas Der’s longest registration is the current one, 4 years at CSP Financial Group since 2022. Before joining CSP Financial Group in 2022, Nicholas Der was registered through MML Investors Services, LLC and Msi Financial Services, Inc.
- CSP Financial Group LLCCurrent– present · 4 yearsScottsdale, AZ · Adviser representative · Firm CRD 310819
- MML Investors Services, LLC– · under a yearPasadena, CA · Adviser representative · Firm CRD 10409
- Msi Financial Services, Inc.– · under a yearPasadena, CA · Adviser representative · Firm CRD 14251
Investment adviser representative registrations
Nicholas Der is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from July 2022; the most recent is Texas, in April 2024.
- ArizonaSince 12 July 2022
- TexasResidentSince 4 April 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 26 February 2022 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 17 February 2016 |
| Series 7 | General Securities Representative Examination | 16 November 2015 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nicholas Ryan Der
- CRD
- 6556652
- Firm
- CSP Financial Group · CRD 310819
- Office
- 14300 NORTH NORTHSIGHT BLVD, SUITE 120, Scottsdale, AZ 85260
- Registration
- Investment adviser registration
- In the industry since
- December 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicholas Der work?
Nicholas Der is an investment adviser representative registered through CSP Financial Group LLC since June 2022, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Der a financial advisor?
Yes. Nicholas Der has a current investment-adviser registration in Arizona and Texas, through CSP Financial Group since June 2022.
How many years of experience does Nicholas Der have?
Nicholas Der has 5 years in the financial industry, since December 2020, across 3 adviser firms.
What exams has Nicholas Der passed?
Nicholas Der has passed 3 licensing exams: the Series 7, Series 66 and Series 65. The earliest, the Series 7, was passed in November 2015. FINRA credited Nicholas Der with the SIE, which began in October 2018.
Where did Nicholas Der work before CSP Financial Group?
Before CSP Financial Group, Nicholas Der was registered through MML Investors Services, LLC, March 2017 to May 2017; Msi Financial Services, Inc., March 2016 to March 2017.
Where is Nicholas Der based?
Nicholas Der’s registered office is in Scottsdale, AZ.
Is Nicholas Der registered with FINRA?
No. Nicholas Der has no current broker registration.
How can I verify Nicholas Der’s record?
Search CRD 6556652 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicholas Der’s full registration record.
