Nicholas Boero has been an investment adviser representative at Rubicon Advisors, GP since July 2022, and is not listed among the firm’s executive officers or direct owners.
Rubicon Advisors, GP is a Redding, CA firm with $421M under management, 1,391 clients and 19 advisers across 6 offices, as of its September 2026 filing.
Nicholas Boero’s longest registration is the current one, 4 years at Rubicon Advisors, GP since 2022. Before joining Rubicon Advisors, GP in 2022, Nicholas Boero was registered through LPL Financial LLC.
- LPL Financial LLC– · under a yearFort Mill, SC · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Nicholas Boero is registered as an investment adviser representative in 2 states. The first approvals date from July 2022; the most recent is Texas, in August 2022.
- CaliforniaSince 7 July 2022
- TexasSince 16 August 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 26 May 2022 |
| Series 7TO | General Securities Representative Examination | 3 September 2021 |
| SIE | Securities Industry Essentials Examination | 30 June 2020 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Full name
- Nicholas Paul Boero
- CRD
- 6923681
- Firm
- Rubicon Advisors, GP · CRD 174447
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2021
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Nicholas Boero work?
Nicholas Boero is an investment adviser representative registered through Rubicon Advisors, GP since July 2022, and is not listed among the firm’s executive officers or direct owners.
Is Nicholas Boero a financial advisor?
Yes. Nicholas Boero has a current investment-adviser registration in California and Texas, through Rubicon Advisors, GP since July 2022.
How many years of experience does Nicholas Boero have?
Nicholas Boero has 5 years in the financial industry, since September 2021, across 2 adviser firms.
What exams has Nicholas Boero passed?
Nicholas Boero has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in June 2020.
Where did Nicholas Boero work before Rubicon Advisors, GP?
Before Rubicon Advisors, GP, Nicholas Boero was registered through LPL Financial LLC, June 2022 to June 2022.
Is Nicholas Boero registered with FINRA?
Yes. Nicholas Boero has a current broker registration, under CRD 6923681.
Source: FINRA BrokerCheck
How can I verify Nicholas Boero’s record?
Search CRD 6923681 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Nicholas Boero’s full registration record.