Niall Shaffery has been an investment adviser representative at Vance Wealth since December 2021, and is not listed among the firm’s executive officers or direct owners. Niall Shaffery holds a Degree in finance with a minor in accounting from Colorado Mesa University.
Vance Wealth, LLC is a Santa Clarita, CA firm with $894M under management, 428 clients and 10 advisers across 5 offices, as of its May 2026 filing.
Niall Shaffery is Wealth Advisor at Vance Wealth. He works predominantly with business owner clients, assists with simplify365 services, and prepares for client meetings and leads special projects for business owners. He accepted a Client Service Associate position with the firm in 2021 after an internship.
Investment adviser representative registrations
Niall Shaffery is registered as an investment adviser representative in California, since December 2021.
- CaliforniaSince 22 December 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 22 December 2021 |
| Series 66 | Uniform Combined State Law Examination | 24 September 2021 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Combined State Law Examination
- Full name
- Niall Brennan Shaffery
- CRD
- 6962112
- Firm
- Vance Wealth · CRD 310162
- Office
- 26491 SUMMIT CIRCLE, Santa Clarita, CA 91350
- Registration
- Investment adviser registration
- In the industry since
- December 2021
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- simplify-365.com
Where does Niall Shaffery work?
Niall Shaffery is an investment adviser representative registered through Vance Wealth, LLC since December 2021, and is not listed among the firm’s executive officers or direct owners.
Is Niall Shaffery a financial advisor?
Yes. Niall Shaffery has a current investment-adviser registration in California, through Vance Wealth since December 2021.
How many years of experience does Niall Shaffery have?
Niall Shaffery has 4 years in the financial industry, since December 2021, across 1 adviser firm.
What exams has Niall Shaffery passed?
Niall Shaffery has passed 2 licensing exams: the Series 66 and Series 65. The earliest, the Series 66, was passed in September 2021.
Where is Niall Shaffery based?
Niall Shaffery’s registered office is in Santa Clarita, CA.
Is Niall Shaffery registered with FINRA?
No. Niall Shaffery has no current broker registration.
How can I verify Niall Shaffery’s record?
Search CRD 6962112 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Niall Shaffery’s full registration record.
