Nicole Lewis has been Director of Coaching & Implementation of Vance Wealth since October 2025, is a control person of the firm and directly owns under 5% of it.
Vance Wealth, LLC is a Santa Clarita, CA firm with $894M under management, 428 clients and 10 advisers across 5 offices, as of its May 2026 filing.
Nicole Lewis’ longest registration was 2 years at Strategic Advisers, Inc. (2014–2017).
- Fidelity Personal and Workplace Advisors– · 1 yearVirginia Beach, VA · Adviser representative · Firm CRD 288590
- Fidelity Personal and Workplace Advisors– · 1 yearVirginia Beach, VA · Adviser representative · Firm CRD 288590
- Strategic Advisers LLC– · under a yearFairlawn, OH · Adviser representative · Firm CRD 104555
- Strategic Advisers, Inc.– · 2 yearsFairlawn, OH · Adviser representative · Firm CRD 104555
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 28 March 2023 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 28 March 2023 |
| Series 7TO | General Securities Representative Examination | 28 March 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 29 April 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 27 July 2005 |
| Series 7 | General Securities Representative Examination | 21 July 2005 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nicole M Lewis
- CRD
- 4939916
- Firm
- Vance Wealth · CRD 310162
- Role
- Director of Coaching & Implementation
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Nicole Lewis work?
Nicole Lewis has been Director of Coaching & Implementation of Vance Wealth, LLC since October 2025, and is a control person of the firm.
Does Nicole Lewis have a current investment-adviser registration?
Nicole Lewis has no current investment-adviser or broker registration.
What exams has Nicole Lewis passed?
Nicole Lewis has passed 6 licensing exams: the Series 7, Series 63, Series 66, Series 10, Series 9 and Series 7TO. The earliest, the Series 7, was passed in July 2005. FINRA credited Nicole Lewis with the SIE, which began in October 2018.
Where was Nicole Lewis previously registered as an investment adviser?
Nicole Lewis has past investment-adviser registrations through Fidelity Personal and Workplace Advisors, December 2019 to January 2021; Fidelity Personal and Workplace Advisors, July 2018 to October 2019; Strategic Advisers LLC, August 2017 to July 2018; Strategic Advisers, Inc., August 2014 to August 2017, across 2 firms.
Is Nicole Lewis registered with FINRA?
No. Nicole Lewis has no current broker registration.
How can I verify Nicole Lewis’ record?
Search CRD 4939916 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nicole Lewis’ full registration record.
