Nelson Pereira has been an investment adviser representative at Naples Wealth Planning since June 2024, and is not listed among the firm’s executive officers or direct owners. Nelson Pereira holds a B.B.A in Finance from Iona College.
Naples Wealth Planning, LLC is a Bonita Springs, FL firm with $227M under management, 226 clients and 10 advisers in one office, as of its April 2026 filing.
Nelson Pereira is Managing Director - Wealth Management at Naples Wealth Planning. He joined in October of 2019 and brings over 15 years of investment management and financial planning experience. He first worked at the NYBOT for 3 years trading commodities for hedge funds and Fortune 500 companies, and then spent 12 years at Fidelity Investments as a Vice President-Wealth Management Advisor.
Nelson Pereira’s longest registration was 9 years at Strategic Advisers LLC (2009–2018). Before joining Naples Wealth Planning in 2024, Nelson Pereira was registered through Imprint Wealth LLC and Laidlaw Wealth Management LLC.
- Naples Wealth PlanningCurrent– present · 2 yearsBonita Springs, FL · Adviser representative · Firm CRD 330316
- Imprint Wealth LLC– · 1 yearNaples, FL · Adviser representative · Firm CRD 322130
- Laidlaw Wealth Management LLC– · 2 yearsNaples, FL · Adviser representative · Firm CRD 150040
- Naples Wealth Planning– · 1 yearNaples, FL · Adviser representative · Firm CRD 281234
- Fidelity Personal and Workplace Advisors– · under a yearBoston, MA · Adviser representative · Firm CRD 288590
- Strategic Advisers LLC– · 9 yearsNaples, FL · Adviser representative · Firm CRD 104555
Professional designations
Listed by Naples Wealth Planning
- CFP®
Investment adviser representative registrations
Nelson Pereira is registered as an investment adviser representative in Florida, since June 2024.
- FloridaSince 28 June 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 15 September 2008 |
| Series 63 | Uniform Securities Agent State Law Examination | 15 May 2008 |
| Series 7 | General Securities Representative Examination | 5 February 2008 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 5474021
- Firm
- Naples Wealth Planning · CRD 330316
- Office
- 3301 BONITA BEACH ROAD, SUITE 308, Bonita Springs, FL 34103
- Registration
- Investment adviser and broker registrations
- In the industry since
- September 2008
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
- Firm bio
- napleswealthplanning.com
Where does Nelson Pereira work?
Nelson Pereira is an investment adviser representative registered through Naples Wealth Planning, LLC since June 2024, and is not listed among the firm’s executive officers or direct owners.
Is Nelson Pereira a financial advisor?
Yes. Nelson Pereira has a current investment-adviser registration in Florida, through Naples Wealth Planning since June 2024.
How many years of experience does Nelson Pereira have?
Nelson Pereira has 18 years in the financial industry, since September 2008, across 6 adviser firms.
What exams has Nelson Pereira passed?
Nelson Pereira has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in February 2008. FINRA credited Nelson Pereira with the SIE, which began in October 2018.
Where did Nelson Pereira work before Naples Wealth Planning?
Before Naples Wealth Planning, Nelson Pereira was registered through Laidlaw Wealth Management LLC, February 2021 to August 2023; Naples Wealth Planning (CRD 281234), October 2019 to December 2020; Fidelity Personal and Workplace Advisors, July 2018 to April 2019; Strategic Advisers LLC, February 2009 to July 2018.
Where is Nelson Pereira based?
Nelson Pereira’s registered office is in Bonita Springs, FL.
Is Nelson Pereira registered with FINRA?
Yes. Nelson Pereira has a current broker registration, under CRD 5474021.
Source: FINRA BrokerCheck
Is Nelson Pereira a CFP?
Naples Wealth Planning lists Nelson Pereira with the CFP credential (“CFP®”) on its website. CFP Board confirms certification status.
How can I verify Nelson Pereira’s record?
Search CRD 5474021 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Nelson Pereira’s full registration record.
