Brian Bruneau has been President & Chief Compliance Officer - Managing Member of Naples Wealth Planning since March 2024, is a control person of the firm and directly owns under 5% of it. Brian Bruneau studied at Central Connecticut State University.
Naples Wealth Planning, LLC is a Bonita Springs, FL firm with $227M under management, 226 clients and 10 advisers in one office, as of its April 2026 filing.
Brian Bruneau is President of Naples Wealth Planning, with responsibility for operations, marketing and risk management across the firm. He has over 23 years in the financial services industry. Before joining, he spent 8 years with MetLife in senior management roles, including Assistant Vice President of Life & Disability Marketing and Vice President of National Accounts. He later held senior management roles at Hartford Private Capital Management and Bank of America/Columbia Management, and was Vice President and Chief Marketing Officer with Zurich Financial Services in Chicago, Illinois.
No adviser firm registrations are on Brian Bruneau’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 19 September 2011 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 28 November 2000 |
| Series 63 | Uniform Securities Agent State Law Examination | 17 October 1991 |
| Series 7 | General Securities Representative Examination | 9 October 1991 |
- Name
- Securities Industry Essentials Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Brian J Bruneau
- CRD
- 2168870
- Firm
- Naples Wealth Planning · CRD 330316
- Role
- President & Chief Compliance Officer - Managing Member
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- napleswealthplanning.com
Where does Brian Bruneau work?
Brian Bruneau has been President & Chief Compliance Officer - Managing Member of Naples Wealth Planning, LLC since March 2024, and is a control person of the firm.
Does Brian Bruneau have a current investment-adviser registration?
Brian Bruneau has no current investment-adviser or broker registration.
What exams has Brian Bruneau passed?
Brian Bruneau has passed 4 licensing exams: the Series 7, Series 63, Series 26 and Series 6. The earliest, the Series 7, was passed in October 1991. FINRA credited Brian Bruneau with the SIE, which began in October 2018.
Is Brian Bruneau registered with FINRA?
No. Brian Bruneau has no current broker registration.
How can I verify Brian Bruneau’s record?
Search CRD 2168870 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Brian Bruneau’s full registration record.