Richard Calhoun has been Strategic Advisor - Managing Member of Naples Wealth Planning since December 2024, is a control person of the firm and directly owns under 5% of it.
Naples Wealth Planning, LLC is a Bonita Springs, FL firm with $227M under management, 226 clients and 10 advisers in one office, as of its April 2026 filing.
Richard Calhoun’s longest registration was 11 years at Wells Fargo Advisors Financial Network, LLC (2008–2019). Before joining Naples Wealth Planning in 2024, Richard Calhoun was registered through Imprint Wealth LLC and Laidlaw Wealth Management LLC.
- Wells Fargo Advisors– · 1 yearWilmington, DE · Adviser representative · Firm CRD 11025
- Naples Wealth PlanningCurrent– present · 2 yearsNorth Wales, PA · Adviser representative · Firm CRD 330316
- Imprint Wealth LLC– · under a yearNaples, FL · Adviser representative · Firm CRD 322130
- Laidlaw Wealth Management LLC– · 4 yearsNew York, NY · Adviser representative · Firm CRD 150040
- Wells Fargo Advisors Financial Network, LLC– · 11 yearsBethesda, MD · Adviser representative · Firm CRD 11025
- Citigroup Global Markets Inc.– · 7 yearsBoca Raton, FL · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Richard Calhoun is registered as an investment adviser representative in Florida, since July 2024.
- FloridaSince 10 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 10 | General Securities Sales Supervisor - General Module Examination | 2 January 2023 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 3 | National Commodity Futures Examination | 13 January 2003 |
| Series 65 | Uniform Investment Adviser Law Examination | 11 June 1997 |
| Series 8 | General Securities Sales Supervisor Examination (Options Module & General Module) | 29 August 1996 |
| Series 63 | Uniform Securities Agent State Law Examination | 14 April 1993 |
| Series 7 | General Securities Representative Examination | 5 April 1993 |
- Name
- General Securities Sales Supervisor - General Module Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- Securities Industry Essentials Examination
- Name
- National Commodity Futures Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Sales Supervisor Examination (Options Module & General Module)
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Richard J Calhoun
- CRD
- 2322340
- Firm
- Naples Wealth Planning · CRD 330316
- Role
- Strategic Advisor - Managing Member
- Office
- North Wales, PA
- Registration
- Investment adviser registration
- In the industry since
- July 1993
- Disciplinary history
- Not yet shown here · SEC record
Where does Richard Calhoun work?
Richard Calhoun has been Strategic Advisor - Managing Member of Naples Wealth Planning, LLC since December 2024, and is a control person of the firm.
Is Richard Calhoun a financial advisor?
Yes. Richard Calhoun has a current investment-adviser registration in Florida, through Naples Wealth Planning since July 2024.
How many years of experience does Richard Calhoun have?
Richard Calhoun has 33 years in the financial industry, since July 1993, across 5 adviser firms.
What exams has Richard Calhoun passed?
Richard Calhoun has passed 7 licensing exams: the Series 7, Series 63, Series 8, Series 65, Series 3, Series 10 and Series 9. The earliest, the Series 7, was passed in April 1993. FINRA credited Richard Calhoun with the SIE, which began in October 2018.
Where did Richard Calhoun work before Naples Wealth Planning?
Before Naples Wealth Planning, Richard Calhoun was registered through Laidlaw Wealth Management LLC, September 2019 to March 2024; Wells Fargo Advisors Financial Network, LLC, February 2008 to May 2019; Citigroup Global Markets Inc., July 2000 to December 2007.
Where is Richard Calhoun based?
Richard Calhoun’s registered office is in North Wales, PA.
Is Richard Calhoun registered with FINRA?
No. Richard Calhoun has no current broker registration.
How can I verify Richard Calhoun’s record?
Search CRD 2322340 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Richard Calhoun’s full registration record.
