Role at Cerity Partners
- Title on Schedule A
- Director of Operations
- Control
- Neil Quinlan is a control person of Cerity Partners.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Neil Quinlan has held the filed role since April 2023.
The firm
Form ADV filed 13 July 2026
Career on record
Neil Quinlan has been registered through Cerity Partners since April 2023, and before that through Argi Investment Services, LLC, National Planning Corporation ("npc Of America" In Fl & Ny) and Citigroup Global Markets Inc..
- Cerity Partners LLCCurrent– present · 3 yearsIndianapolis, IN · Adviser representative · Firm CRD 151559
- Argi Investment Services, LLC– · 13 yearsLouisville, KY · Adviser representative · Firm CRD 151916
- National Planning Corporation ("npc Of America" In Fl & Ny)– · 7 yearsLouisville, KY · Adviser representative · Firm CRD 29604
- Citigroup Global Markets Inc.– · 1 yearLouisville, KY · Adviser representative · Firm CRD 7059
- Passed Series 65 · 2005
- Passed Series 7 and Series 63 · 2004
Registrations and exams
Neil Quinlan has a current investment-adviser registration in Indiana and has passed 3 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Indiana | Investment adviser representative | Approved | 25 April 2023 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 7 January 2005 |
| Series 63 | Uniform Securities Agent State Law Examination | 3 December 2004 |
| Series 7 | General Securities Representative Examination | 17 November 2004 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Neil Lawrence Quinlan
- CRD
- 4874433
- Registration status
- Investment adviser registration
- Office
- 5750 Castle Creek Parkway Drive North, Indianapolis, IN 46250
- Firm bio
- ceritypartners.com
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Background
Neil Quinlan is a Partner and the Head of Operations at Cerity Partners. With an extensive background spanning over 18 years in the industry, Neil specializes in working with corporate executives. CERITY PARTNERS LLC official biography — Neil Quinlan
Common questions
Where does Neil Quinlan work?
Neil Quinlan has been Director of Operations of Cerity Partners LLC since April 2023, and is a control person of the firm.
Is Neil Quinlan a financial advisor?
Yes. Neil Quinlan has a current investment-adviser registration in Indiana, through Cerity Partners since April 2023, as of 18 October 2026.
How many years of experience does Neil Quinlan have?
Neil Quinlan has worked in the financial industry for 21 years as of 18 October 2026, counted from 12 January 2005, across 4 adviser firms.
What exams has Neil Quinlan passed?
Neil Quinlan has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in November 2004.
Where did Neil Quinlan work before Cerity Partners?
Before Cerity Partners, Neil Quinlan was registered through Argi Investment Services, LLC, January 2010 to April 2023; National Planning Corporation ("npc Of America" In Fl & Ny), May 2006 to May 2013; Citigroup Global Markets Inc., January 2005 to May 2006.
Where is Neil Quinlan based?
Neil Quinlan’s registered office is in Indianapolis, IN.
Leadership at Cerity Partners
- Kurt MiscinskiChief Executive Officer
- Kevin HildenPresident
- Suketu ShahChief Financial Officer
- Arthur ProstickChief Compliance Officer
- Robert JeffersChief Operations Officer
- Robert SecoGeneral Counsel