Nathaniel Stoddard has been an investment adviser representative at Desert Rose Capital Management since April 2019, and is not listed among the firm’s executive officers or direct owners.
Desert Rose Capital Management, Inc. is a Meridian, ID firm with $192M under management, 735 clients and 10 advisers across 8 offices, as of its March 2026 filing.
Nathan Stoddard is Wealth Advisor of Desert Rose Capital Management. He began his career as a financial services representative. Before joining the firm, he served clients for nearly 3 years as a Premier Banker for Wells Fargo Bank.
Nathaniel Stoddard’s longest registration is the current one, 7 years at Desert Rose Capital Management since 2019. Before joining Desert Rose Capital Management in 2019, Nathaniel Stoddard was registered through Wells Fargo Clearing Services, LLC.
- – present · 7 yearsMeridian, ID · Adviser representative · Firm CRD 154331
- Wells Fargo Clearing Services, LLC– · 1 yearMeridian, ID · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
Nathaniel Stoddard is registered as an investment adviser representative in Idaho, since April 2019.
- IdahoSince 12 April 2019
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 9 January 2018 |
| Series 7 | General Securities Representative Examination | 10 February 2017 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 May 2007 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 5 May 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Nathaniel D Stoddard
- CRD
- 5194641
- Firm
- Desert Rose Capital Management · CRD 154331
- Office
- 2929 W. NAVIGATOR DRIVE, STE. 320, Meridian, ID 83642
- Registration
- Investment adviser registration
- In the industry since
- June 2007
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- desertrosecapital.com
Where does Nathaniel Stoddard work?
Nathaniel Stoddard is an investment adviser representative registered through Desert Rose Capital Management, Inc. since April 2019, and is not listed among the firm’s executive officers or direct owners.
Is Nathaniel Stoddard a financial advisor?
Yes. Nathaniel Stoddard has a current investment-adviser registration in Idaho, through Desert Rose Capital Management since April 2019.
How many years of experience does Nathaniel Stoddard have?
Nathaniel Stoddard has 19 years in the financial industry, since June 2007, across 2 adviser firms.
What exams has Nathaniel Stoddard passed?
Nathaniel Stoddard has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in May 2007. FINRA credited Nathaniel Stoddard with the SIE, which began in October 2018.
Where did Nathaniel Stoddard work before Desert Rose Capital Management?
Before Desert Rose Capital Management, Nathaniel Stoddard was registered through Wells Fargo Clearing Services, LLC, January 2018 to April 2019.
Where is Nathaniel Stoddard based?
Nathaniel Stoddard’s registered office is in Meridian, ID.
Is Nathaniel Stoddard registered with FINRA?
No. Nathaniel Stoddard has no current broker registration.
How can I verify Nathaniel Stoddard’s record?
Search CRD 5194641 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nathaniel Stoddard’s full registration record.
