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Mausmi Pala

Chief Compliance Officer at Desert Rose Capital Management

Firm officerUpdated

Mausmi Pala has been Chief Compliance Officer of Desert Rose Capital Management, Inc., a Meridian, ID investment adviser managing $192M, since March 2024.

2
Years in role
$192M
Firm AUM
735
Firm clients
10
Firm advisers

From Form ADV filed 20 March 2026Form ADV

Career

Mausmi Pala is a control person of Desert Rose Capital Management and directly owns under 5% of it.

Desert Rose Capital Management is an investment adviser based in Meridian, ID, registered with the SEC since 2022. It provides investment management. Its clients include individual clients, high-net-worth individuals and pooled investment vehicles. Its regulatory assets under management total $192 million, as filed on 20 March 2026. Its fees, ownership and offices are on the firm’s profile.

Mausmi Pala is Chief Compliance Officer of Desert Rose Capital Management. In that role she is responsible for overseeing regulatory compliance within the organization. Her background includes corporate finance, risk management, and portfolio analysis.

Key facts

CRD
7892312
Role
Chief Compliance Officer
In role since
March 2024 · 2 years
Control person
Yes
Direct ownership
Under 5%
Firm headquarters
Meridian, ID
Individual registration
No current adviser record · SEC search
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Mausmi Pala work?

Mausmi Pala has been Chief Compliance Officer of Desert Rose Capital Management, Inc. since March 2024, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 20 March 2026

How can I verify Mausmi Pala’s record?

Mausmi Pala’s role is listed on Desert Rose Capital Management, Inc.’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 154331.

Source: Form ADV, Schedule A, filed 20 March 2026

Leadership at Desert Rose Capital Management

Sources

  1. IAPD individual lookup, CRD 7892312, checked 22 October 2026. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Desert Rose Capital Management, Inc., filed 20 March 2026. Title, control and ownership bands.
  3. Desert Rose Capital Management team page. Biography, education, credentials, awards.