Nathan Winslow has been an investment adviser representative at Klaas Financial Asset Advisors since April 2020, and is not listed among the firm’s executive officers or direct owners.
Klaas Financial Asset Advisors, LLC. is a Loves Park, IL firm with $758M under management, 1,015 clients and 13 advisers across 2 offices, as of its May 2026 filing.
Nathan Winslow’s longest registration is the current one, 6 years at Klaas Financial Asset Advisors since 2020. Before joining Klaas Financial Asset Advisors in 2020, Nathan Winslow was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated and LPL Financial LLC.
- – present · 6 yearsFitchburg, WI · Adviser representative · Firm CRD 121399
- Merrill Lynch, Pierce, Fenner & Smith Incorporated– · under a yearMadison, WI · Adviser representative · Firm CRD 7691
- LPL Financial LLC– · under a yearSan Diego, CA · Adviser representative · Firm CRD 6413
Investment adviser representative registrations
Nathan Winslow is registered as an investment adviser representative in 2 states. Each was approved in April 2020.
- IllinoisSince 2 April 2020
- WisconsinSince 2 April 2020
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 29 May 2019 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 53 | Municipal Securities Principal Examination | 20 February 2013 |
| Series 63 | Uniform Securities Agent State Law Examination | 8 May 2001 |
| Series 7 | General Securities Representative Examination | 24 April 2001 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- Municipal Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nathan Thomas Winslow
- CRD
- 4329551
- Firm
- Klaas Financial Asset Advisors · CRD 121399
- Office
- 5951 MCKEE RD, SUITE 200, Fitchburg, WI 53719
- Registration
- Investment adviser registration
- In the industry since
- December 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Nathan Winslow work?
Nathan Winslow is an investment adviser representative registered through Klaas Financial Asset Advisors, LLC. since April 2020, and is not listed among the firm’s executive officers or direct owners.
Is Nathan Winslow a financial advisor?
Yes. Nathan Winslow has a current investment-adviser registration in Illinois and Wisconsin, through Klaas Financial Asset Advisors since April 2020.
How many years of experience does Nathan Winslow have?
Nathan Winslow has 24 years in the financial industry, since December 2001, across 3 adviser firms.
What exams has Nathan Winslow passed?
Nathan Winslow has passed 4 licensing exams: the Series 7, Series 63, Series 53 and Series 65. The earliest, the Series 7, was passed in April 2001. FINRA credited Nathan Winslow with the SIE, which began in October 2018.
Where did Nathan Winslow work before Klaas Financial Asset Advisors?
Before Klaas Financial Asset Advisors, Nathan Winslow was registered through Merrill Lynch, Pierce, Fenner & Smith Incorporated, September 2019 to November 2019; LPL Financial LLC, May 2019 to June 2019.
Where is Nathan Winslow based?
Nathan Winslow’s registered office is in Fitchburg, WI.
Is Nathan Winslow registered with FINRA?
No. Nathan Winslow has no current broker registration.
How can I verify Nathan Winslow’s record?
Search CRD 4329551 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nathan Winslow’s full registration record.