Nathan Turcotte has been an investment adviser representative at Broadview Financial Management since March 2026, and is not listed among the firm’s executive officers or direct owners.
Broadview Financial Management, LLC is a Wauwatosa, WI firm with $699M under management, 269 clients and 7 advisers in one office, as of its March 2026 filing.
Nathan Turcotte’s longest registration was 2 years at Fidelity Personal and Workplace Advisors (2022–2025). Before joining Broadview Financial Management in 2026, Nathan Turcotte was registered through Strategic Advisers LLC and Fidelity Personal and Workplace Advisors.
- – present · under a yearWauwatosa, WI · Adviser representative · Firm CRD 143550
- Strategic Advisers LLC– · under a yearHartland, WI · Adviser representative · Firm CRD 104555
- Fidelity Personal and Workplace Advisors– · 2 yearsBrookfield, WI · Adviser representative · Firm CRD 288590
Investment adviser representative registrations
Nathan Turcotte is registered as an investment adviser representative in Wisconsin, since March 2026.
- WisconsinSince 6 March 2026
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 29 May 2021 |
| Series 7TO | General Securities Representative Examination | 9 April 2021 |
| SIE | Securities Industry Essentials Examination | 1 April 2021 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Securities Industry Essentials Examination
- CRD
- 7329289
- Firm
- Broadview Financial Management · CRD 143550
- Office
- 10401 W INNOVATION DR, SUITE 100, Wauwatosa, WI 53226
- Registration
- Investment adviser registration
- In the industry since
- April 2021
- Disciplinary history
- Not yet shown here · SEC record
Where does Nathan Turcotte work?
Nathan Turcotte is an investment adviser representative registered through Broadview Financial Management, LLC since March 2026, and is not listed among the firm’s executive officers or direct owners.
Is Nathan Turcotte a financial advisor?
Yes. Nathan Turcotte has a current investment-adviser registration in Wisconsin, through Broadview Financial Management since March 2026.
How many years of experience does Nathan Turcotte have?
Nathan Turcotte has 5 years in the financial industry, since April 2021, across 3 adviser firms.
What exams has Nathan Turcotte passed?
Nathan Turcotte has passed 3 licensing exams: the SIE, Series 7TO and Series 66. The earliest, the SIE, was passed in April 2021.
Where did Nathan Turcotte work before Broadview Financial Management?
Before Broadview Financial Management, Nathan Turcotte was registered through Fidelity Personal and Workplace Advisors, November 2022 to March 2025.
Where is Nathan Turcotte based?
Nathan Turcotte’s registered office is in Wauwatosa, WI.
Is Nathan Turcotte registered with FINRA?
No. Nathan Turcotte has no current broker registration.
How can I verify Nathan Turcotte’s record?
Search CRD 7329289 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nathan Turcotte’s full registration record.
