Amanda Taylor has been Owner & Manager of Broadview Financial Management since January 2019, is a control person of the firm and directly owns between 10% and 25% of it.
Broadview Financial Management, LLC is a Wauwatosa, WI firm with $699M under management, 269 clients and 7 advisers in one office, as of its March 2026 filing.
Amanda Taylor’s longest registration is the current one, 10 years at Broadview Financial Management since 2016. Before joining Broadview Financial Management in 2016, Amanda Taylor was registered through Strategic Advisers, Inc. and Wells Fargo Funds Management, LLC.
- – present · 10 yearsWauwatosa, WI · Adviser representative · Firm CRD 143550
- Strategic Advisers, Inc.– · 3 yearsBrookfield, WI · Adviser representative · Firm CRD 104555
- Wells Fargo Funds Management, LLC– · 4 yearsMenomonee Falls, WI · Adviser representative · Firm CRD 110841
Investment adviser representative registrations
Amanda Taylor is registered as an investment adviser representative in 2 states. The first approvals date from August 2016; the most recent is Texas, in May 2020.
- TexasSince 5 May 2020
- WisconsinSince 13 August 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 June 2004 |
| Series 7 | General Securities Representative Examination | 25 May 2004 |
| Series 63 | Uniform Securities Agent State Law Examination | 22 July 1999 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 July 1999 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Amanda Hunn Taylor
- CRD
- 3245959
- Firm
- Broadview Financial Management · CRD 143550
- Role
- Owner & Manager
- Office
- 10401 W INNOVATION DR, SUITE 100, Wauwatosa, WI 53226
- Registration
- Investment adviser registration
- In the industry since
- January 2008
- Disciplinary history
- Not yet shown here · SEC record
Where does Amanda Taylor work?
Amanda Taylor has been Owner & Manager of Broadview Financial Management, LLC since January 2019, and is a control person of the firm.
Is Amanda Taylor a financial advisor?
Yes. Amanda Taylor has a current investment-adviser registration in Texas and Wisconsin, through Broadview Financial Management since August 2016.
How many years of experience does Amanda Taylor have?
Amanda Taylor has 18 years in the financial industry, since January 2008, across 3 adviser firms.
What exams has Amanda Taylor passed?
Amanda Taylor has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in July 1999. FINRA credited Amanda Taylor with the SIE, which began in October 2018.
Where did Amanda Taylor work before Broadview Financial Management?
Before Broadview Financial Management, Amanda Taylor was registered through Strategic Advisers, Inc., October 2012 to May 2016; Wells Fargo Funds Management, LLC, September 2007 to September 2012.
Where is Amanda Taylor based?
Amanda Taylor’s registered office is in Wauwatosa, WI.
Is Amanda Taylor registered with FINRA?
No. Amanda Taylor has no current broker registration.
How can I verify Amanda Taylor’s record?
Search CRD 3245959 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Amanda Taylor’s full registration record.
