Angela Pingel is a control person of Broadview Financial Management and directly owns between 5% and 10% of it.
Broadview Financial Management is an investment adviser based in Wauwatosa, WI, registered with the SEC since 2013. It provides financial planning and investment management. Its clients include high-net-worth individuals, individual clients and charitable organizations. Its regulatory assets under management total $699 million, as filed on 30 March 2026. Its fees, ownership and offices are on the firm’s profile.
- CRD
- 2491229
- Firm
- Broadview Financial Management · CRD 143550
- Role
- Owner, Manager, General Counsel & CCO
- In role since
- March 2020 · 6 years
- Control person
- Yes
- Direct ownership
- 5% to 10%
- Firm headquarters
- Wauwatosa, WI
- Individual registration
- No current adviser record · SEC search
- Disciplinary history
- Not yet shown here · SEC record
Where does Angela Pingel work?
Angela Pingel has been Owner, Manager, General Counsel & CCO of Broadview Financial Management, LLC since March 2020, and is a control person of the firm.
How can I verify Angela Pingel’s record?
Angela Pingel’s role is listed on Broadview Financial Management, LLC’s Form ADV, which the SEC’s adviser search (adviserinfo.sec.gov) publishes under the firm’s CRD 143550.
