Niva WealthLet’s talk

Nathan Shetty

President at SEI Investments Management

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Nathan Shetty is President of SEI Investments Management Corp, a Oaks investment adviser managing $216B. Nathan Shetty has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at SEI Investments Management

Title on Schedule A
President
Control
Nathan Shetty is a control person of SEI Investments Management.
Ownership
An individual ownership band is not available in the source record.
Tenure
Nathan Shetty has held the filed role since August 2026.

The firm

SEI Investments Management Corp
Oaks, PA

Form ADV filed 1 September 2026

$216B AUM112,646 clients226 advisers4 offices

Career on record

Firms and exams, newest first
  1. Passed Series 24 · 2026
  2. Passed Series 7TO · 2022
  3. Passed SIE · 2018
  4. Passed Series 3 · 2012
  5. Passed Series 7 · 2011

Registrations and exams

Broker registration; no current adviser registration. Nathan Shetty has passed 5 qualifying exams.

Examinations

Series 245 September 2026
Name
General Securities Principal Examination
Series 7TO21 July 2022
Name
General Securities Representative Examination
SIE15 June 2018
Name
Securities Industry Essentials Examination
Series 324 February 2012
Name
National Commodity Futures Examination
Series 720 December 2011
Name
General Securities Representative Examination

Individual record

Full name
Nathan Shetty
CRD
4285076
Firm
SEI Investments Management Corp
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Nathan Shetty is SEI’s Chief Investment Officer and oversees traditional and alternative investment offerings. Nathan S. Shetty | SEI INVESTMENTS MANAGEMENT CORP

Education

Credentials and memberships

Common questions

Where does Nathan Shetty work?

Nathan Shetty has been President of SEI Investments Management Corp since August 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 1 September 2026

Does Nathan Shetty have a current investment-adviser registration?

Nathan Shetty has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Nathan Shetty passed?

Nathan Shetty has passed 5 licensing exams: the Series 7, Series 3, SIE, Series 7TO and Series 24. The earliest, the Series 7, was passed in December 2011.

Source: IAPD individual record, checked 17 October 2026

Is Nathan Shetty a CFA charterholder?

SEI Investments Management lists Nathan Shetty with the CFA credential (“CFA charterholder”) on its website. CFA Institute confirms certification status.

Source: Nathan S. Shetty | SEI INVESTMENTS MANAGEMENT CORP

Leadership at SEI Investments Management

Sources

  1. IAPD individual record, CRD 4285076. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of SEI Investments Management Corp, filed 1 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Nathan Shetty or SEI Investments Management Corp and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.