Role at SEI Investments Management
- Title on Schedule A
- Chief Compliance Officer
- Control
- Jennifer Campisi is not a control person of SEI Investments Management.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Jennifer Campisi has held the filed role since August 2019.
The firm
Form ADV filed 1 September 2026
Career on record
Jennifer Campisi has been registered through SEI Investments Management since May 2012, and before that through M Holdings Securities, Inc..
- Passed Series 24 · 2019
- Passed SIE · 2018
- – present · 14 yearsDagsboro, DE · Adviser representative · Firm CRD 105146
- Newton One Advisors– · 4 yearsNewark, DE · Adviser representative · Firm CRD 147048
- M Holdings Securities, Inc.– · 4 yearsNewark, DE · Adviser representative · Firm CRD 43285
- Passed Series 7 and Series 66 · 2007
Registrations and exams
Jennifer Campisi has a current investment-adviser registration in Delaware and Pennsylvania and has passed 4 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Delaware | Investment adviser representative | Approved | 10 October 2022 |
| Pennsylvania | Investment adviser representative | Approved | 8 May 2012 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 2 July 2007 |
| Series 24 | General Securities Principal Examination | 9 April 2019 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 10 April 2007 |
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Jennifer Hickman Campisi
- CRD
- 5299753
- Registration status
- Investment adviser and broker registrations
- Office
- Dagsboro, DE
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Jennifer Campisi work?
Jennifer Campisi has been Chief Compliance Officer of SEI Investments Management Corp since August 2019.
Is Jennifer Campisi a financial advisor?
Yes. Jennifer Campisi has a current investment-adviser registration in Delaware and Pennsylvania, through SEI Investments Management since May 2012, as of 18 October 2026.
How many years of experience does Jennifer Campisi have?
Jennifer Campisi has worked in the financial industry for 19 years as of 18 October 2026, counted from 10 April 2007, across 3 adviser firms.
What exams has Jennifer Campisi passed?
Jennifer Campisi has passed 4 licensing exams: the Series 7, Series 66, SIE and Series 24. The earliest, the Series 7, was passed in April 2007.
Where did Jennifer Campisi work before SEI Investments Management?
Before SEI Investments Management, Jennifer Campisi was registered through M Holdings Securities, Inc., July 2007 to May 2011.
Where is Jennifer Campisi based?
Jennifer Campisi’s registered office is in Dagsboro, DE.
Leadership at SEI Investments Management
- Michael PetersonSenior Vice President
- Nathan ShettyPresident
- Timothy BartoGeneral Counsel
- Bradley LandisBoard Member
- Sean SimkoBoard Member
- Mark WarnerTreasurer/Controller