Nathan Lovik has been an investment adviser representative at Strategic Asset Management since July 2023, and is not listed among the firm’s executive officers or direct owners.
Strategic Asset Management LLC. is a Rochester, MN firm with $218M under management, 231 clients and 10 advisers across 5 offices, as of its September 2026 filing.
Nathan Lovik’s longest registration was 5 years at Star Capital Inc. (2017–2023). Before joining Strategic Asset Management in 2023, Nathan Lovik was registered through Star Capital Inc. and Rda Financial Network.
- – present · 3 yearsRochester, MN · Adviser representative · Firm CRD 306384
- Star Capital Inc.– · 5 yearsRochester, MN · Adviser representative · Firm CRD 171057
- Rda Financial Network– · 4 yearsCoralville, IA · Adviser representative · Firm CRD 147309
Investment adviser representative registrations
Nathan Lovik is registered as an investment adviser representative in 2 states. Each was approved in July 2023.
- IowaSince 11 July 2023
- MinnesotaSince 11 July 2023
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 27 September 2013 |
| Series 66 | Uniform Combined State Law Examination | 9 November 2012 |
| Series 7 | General Securities Representative Examination | 25 October 2012 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 30 May 2007 |
| Series 63 | Uniform Securities Agent State Law Examination | 2 May 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Nathan Andrew Lovik
- CRD
- 5323456
- Firm
- Strategic Asset Management · CRD 306384
- Office
- 2434 SUPERIOR DRIVE NW, SUITE 101, Rochester, MN 55901
- Registration
- Investment adviser registration
- In the industry since
- July 2012
- Disciplinary history
- Not yet shown here · SEC record
Where does Nathan Lovik work?
Nathan Lovik is an investment adviser representative registered through Strategic Asset Management LLC. since July 2023, and is not listed among the firm’s executive officers or direct owners.
Is Nathan Lovik a financial advisor?
Yes. Nathan Lovik has a current investment-adviser registration in Iowa and Minnesota, through Strategic Asset Management since July 2023.
How many years of experience does Nathan Lovik have?
Nathan Lovik has 14 years in the financial industry, since July 2012, across 3 adviser firms.
What exams has Nathan Lovik passed?
Nathan Lovik has passed 5 licensing exams: the Series 63, Series 6, Series 7, Series 66 and Series 24. The earliest, the Series 63, was passed in May 2007. FINRA credited Nathan Lovik with the SIE, which began in October 2018.
Where did Nathan Lovik work before Strategic Asset Management?
Before Strategic Asset Management, Nathan Lovik was registered through Star Capital Inc., November 2017 to March 2023; Rda Financial Network, March 2013 to October 2017.
Where is Nathan Lovik based?
Nathan Lovik’s registered office is in Rochester, MN.
Is Nathan Lovik registered with FINRA?
No. Nathan Lovik has no current broker registration.
How can I verify Nathan Lovik’s record?
Search CRD 5323456 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nathan Lovik’s full registration record.