Gregory Nelson has been President and Owner of Strategic Asset Management since March 2023, is a control person of the firm and directly owns 75% or more of it.
Strategic Asset Management LLC. is a Rochester, MN firm with $218M under management, 231 clients and 10 advisers across 5 offices, as of its September 2026 filing.
Gregory Nelson’s longest registration is the current one, 12 years at Star Capital Inc. since 2014. Before joining Strategic Asset Management in 2023, Gregory Nelson was registered through Next Financial Group, Inc.
- – present · 3 yearsRochester, MN · Adviser representative · Firm CRD 306384
- Star Capital Inc.Also current– present · 12 yearsEdina, MN · Adviser representative · Firm CRD 171057
- Next Financial Group, Inc.– · 2 yearsRochester, MN · Adviser representative · Firm CRD 46214
Investment adviser representative registrations
Gregory Nelson is registered as an investment adviser representative in 2 states. The first approvals date from July 2014; the most recent is Texas, in February 2022.
- MinnesotaSince 1 July 2014
- TexasSince 17 February 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 20 June 2000 |
| Series 7 | General Securities Representative Examination | 24 May 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Gregory Brian Nelson
- CRD
- 3019785
- Firm
- Strategic Asset Management · CRD 306384
- Role
- President and Owner
- Office
- 2434 SUPERIOR DRIVE NW, SUITE 101, Rochester, MN 55901
- Registration
- Investment adviser and broker registrations
- In the industry since
- August 2000
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Gregory Nelson work?
Gregory Nelson has been President and Owner of Strategic Asset Management LLC. since March 2023, and is a control person of the firm.
Is Gregory Nelson a financial advisor?
Yes. Gregory Nelson has a current investment-adviser registration in Minnesota and Texas, through Strategic Asset Management since February 2023.
How many years of experience does Gregory Nelson have?
Gregory Nelson has 26 years in the financial industry, since August 2000, across 3 adviser firms.
What exams has Gregory Nelson passed?
Gregory Nelson has passed 2 licensing exams: the Series 7 and Series 63. The earliest, the Series 7, was passed in May 2000. FINRA credited Gregory Nelson with the SIE, which began in October 2018.
Where did Gregory Nelson work before Strategic Asset Management?
Before Strategic Asset Management, Gregory Nelson was registered through Next Financial Group, Inc., February 2013 to October 2015.
Where is Gregory Nelson based?
Gregory Nelson’s registered office is in Rochester, MN.
Is Gregory Nelson registered with FINRA?
Yes. Gregory Nelson has a current broker registration, under CRD 3019785.
Source: FINRA BrokerCheck
How can I verify Gregory Nelson’s record?
Search CRD 3019785 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Gregory Nelson’s full registration record.