Rebecca Baedke has been CCO of Strategic Asset Management since September 2026, is a control person of the firm and directly owns under 5% of it.
Strategic Asset Management LLC. is a Rochester, MN firm with $218M under management, 231 clients and 10 advisers across 5 offices, as of its September 2026 filing.
No adviser firm registrations are on Rebecca Baedke’s record.
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 63 | Uniform Securities Agent State Law Examination | 6 January 2010 |
| Series 7 | General Securities Representative Examination | 23 November 2009 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Rebecca Ann Baedke
- CRD
- 4055455
- Firm
- Strategic Asset Management · CRD 306384
- Role
- CCO
- Registration
- No current adviser or broker registration
- Disciplinary history
- Not yet shown here · SEC record
Where does Rebecca Baedke work?
Rebecca Baedke has been CCO of Strategic Asset Management LLC. since September 2026, and is a control person of the firm.
Does Rebecca Baedke have a current investment-adviser registration?
Rebecca Baedke has no current investment-adviser or broker registration.
What exams has Rebecca Baedke passed?
Rebecca Baedke has passed 3 licensing exams: the Series 7, Series 63 and Series 99TO. The earliest, the Series 7, was passed in November 2009. FINRA credited Rebecca Baedke with the SIE, which began in October 2018.
Is Rebecca Baedke registered with FINRA?
No. Rebecca Baedke has no current broker registration.
How can I verify Rebecca Baedke’s record?
Search CRD 4055455 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Rebecca Baedke’s full registration record.