Nathan Fichter has been an investment adviser representative at RIA Advisory Group since December 2020, and is not listed among the firm’s executive officers or direct owners.
RIA Advisory Group, LLC is a Des Moines, IA firm with $568M under management, 1,996 clients and 25 advisers across 13 offices, as of its June 2026 filing.
Nathan Fichter’s longest registration is the current one, 5 years at RIA Advisory Group since 2020. Before joining RIA Advisory Group in 2020, Nathan Fichter was registered through Visionpoint Advisory Group and Questar Asset Management, Inc.
- RIA Advisory Group, LLCCurrent– present · 5 yearsElk Horn, NE · Adviser representative · Firm CRD 152566
- Visionpoint Advisory Group– · 3 yearsOmaha, NE · Adviser representative · Firm CRD 168733
- Questar Asset Management, Inc.– · under a yearOmaha, NE · Adviser representative · Firm CRD 133358
Investment adviser representative registrations
Nathan Fichter is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from December 2020; the most recent is Texas, in December 2024.
- NebraskaSince 8 December 2020
- TexasResidentSince 12 December 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 2 November 2016 |
| Series 65 | Uniform Investment Adviser Law Examination | 10 March 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 31 August 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 11 July 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Nathan Dale Fichter
- CRD
- 4402469
- Firm
- RIA Advisory Group · CRD 152566
- Office
- Elk Horn, NE
- Registration
- Investment adviser registration
- In the industry since
- July 2001
- Disciplinary history
- Not yet shown here · SEC record
Where does Nathan Fichter work?
Nathan Fichter is an investment adviser representative registered through RIA Advisory Group, LLC since December 2020, and is not listed among the firm’s executive officers or direct owners.
Is Nathan Fichter a financial advisor?
Yes. Nathan Fichter has a current investment-adviser registration in Nebraska and Texas, through RIA Advisory Group since December 2020.
How many years of experience does Nathan Fichter have?
Nathan Fichter has 25 years in the financial industry, since July 2001, across 3 adviser firms.
What exams has Nathan Fichter passed?
Nathan Fichter has passed 4 licensing exams: the Series 6, Series 63, Series 65 and Series 7. The earliest, the Series 6, was passed in July 2001. FINRA credited Nathan Fichter with the SIE, which began in October 2018.
Where did Nathan Fichter work before RIA Advisory Group?
Before RIA Advisory Group, Nathan Fichter was registered through Visionpoint Advisory Group, December 2016 to December 2020; Questar Asset Management, Inc., March 2016 to December 2016.
Where is Nathan Fichter based?
Nathan Fichter’s registered office is in Elk Horn, NE.
Is Nathan Fichter registered with FINRA?
No. Nathan Fichter has no current broker registration.
How can I verify Nathan Fichter’s record?
Search CRD 4402469 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nathan Fichter’s full registration record.
