Nancy Mulvey has been an investment adviser representative at Heritage Financial Counselors since August 2017, and is not listed among the firm’s executive officers or direct owners. Nancy Mulvey holds a BA in Economics from the College of William and Mary and a Certificate of Completion in Financial Planning from Fairleigh Dickinson University.
Heritage Financial Counselors, LLC is a Bedminster, NJ firm with $236M under management, 143 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Nancy W. Mulvey is Director of Financial Planning of Heritage Financial Counselors, based in Bedminster, NJ. She specializes in creating and analyzing financial plans, including retirement cash flow projections, Social Security maximization, tax efficiency, risk management, asset titling, beneficiary designation review and investment asset allocation. Her earlier career included fixed income research at EF Hutton and Merrill Lynch.
- – present · 9 yearsBedminster, NJ · Adviser representative · Firm CRD 288232
Professional designations
Listed by Heritage Financial Counselors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Nancy Mulvey is registered as an investment adviser representative in New Jersey, since August 2017.
- New JerseySince 31 August 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 7 | General Securities Representative Examination | 14 November 2014 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Full name
- Nancy Westervelt Mulvey
- CRD
- 1213609
- Firm
- Heritage Financial Counselors · CRD 288232
- Office
- 442 Main Street (Route 202), Bedminster, NJ 07921
- Registration
- Investment adviser registration
- In the industry since
- November 2014
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- heritagefinancialcounselors.com
Where does Nancy Mulvey work?
Nancy Mulvey is an investment adviser representative registered through Heritage Financial Counselors, LLC since August 2017, and is not listed among the firm’s executive officers or direct owners.
Is Nancy Mulvey a financial advisor?
Yes. Nancy Mulvey has a current investment-adviser registration in New Jersey, through Heritage Financial Counselors since August 2017.
How many years of experience does Nancy Mulvey have?
Nancy Mulvey has 11 years in the financial industry, since November 2014, across 1 adviser firm.
What exams has Nancy Mulvey passed?
Nancy Mulvey passed the Series 7 in November 2014. FINRA credited Nancy Mulvey with the SIE, which began in October 2018.
Where is Nancy Mulvey based?
Nancy Mulvey’s registered office is in Bedminster, NJ.
Is Nancy Mulvey registered with FINRA?
No. Nancy Mulvey has no current broker registration.
Is Nancy Mulvey a CFP?
Heritage Financial Counselors lists Nancy Mulvey with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Nancy W. Mulvey, CFP® biography, heritagefinancialcounselors.com
How can I verify Nancy Mulvey’s record?
Search CRD 1213609 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nancy Mulvey’s full registration record.
