Charles Weidman has been Managing Member & Chief Compliance Officer of Heritage Financial Counselors since August 2017, is a control person of the firm and directly owns 75% or more of it. Charles Weidman holds an MBA in Finance from DePaul University, Charles H. Kellstadt Graduate School of Business.
Heritage Financial Counselors, LLC is a Bedminster, NJ firm with $236M under management, 143 clients and 4 advisers across 2 offices, as of its March 2026 filing.
Charles P. Weidman is Managing Partner and Financial Counselor of Heritage Financial Counselors, based in Bedminster, NJ. He spent the first 20 years of his professional career on Wall Street, managing various securities finance businesses, with clients that included pension plans, endowment funds and hedge funds. He managed teams in Chicago, New York, London and Hong Kong.
Charles Weidman’s longest registration is the current one, 9 years at Heritage Financial Counselors since 2017. Before joining Heritage Financial Counselors in 2017, Charles Weidman was registered through LPL Financial LLC and Financial Focus, LLC.
- – present · 9 yearsBedminster, NJ · Adviser representative · Firm CRD 288232
- LPL Financial LLC– · 5 yearsWhippany, NJ · Adviser representative · Firm CRD 6413
- Financial Focus, LLC– · 1 yearLivingston, NJ · Adviser representative · Firm CRD 152904
- Securian Financial Services, Inc.– · 3 yearsLivingston, NJ · Adviser representative · Firm CRD 15296
- Northwestern Mutual Investment Services,llc– · 1 yearFairfield, NJ · Adviser representative · Firm CRD 2881
Professional designations
Listed by Heritage Financial Counselors
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
Investment adviser representative registrations
Charles Weidman is registered as an investment adviser representative in New Jersey, since August 2017.
- New JerseySince 10 August 2017
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 6 January 2006 |
| Series 63 | Uniform Securities Agent State Law Examination | 12 July 2005 |
| Series 7 | General Securities Representative Examination | 10 May 2005 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Charles Patrick Weidman
- CRD
- 3252726
- Firm
- Heritage Financial Counselors · CRD 288232
- Role
- Managing Member & Chief Compliance Officer
- Office
- 442 Main Street (Route 202), Bedminster, NJ 07921
- Registration
- Investment adviser registration
- In the industry since
- May 2005
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- heritagefinancialcounselors.com
Where does Charles Weidman work?
Charles Weidman has been Managing Member & Chief Compliance Officer of Heritage Financial Counselors, LLC since August 2017, and is a control person of the firm.
Is Charles Weidman a financial advisor?
Yes. Charles Weidman has a current investment-adviser registration in New Jersey, through Heritage Financial Counselors since August 2017.
How many years of experience does Charles Weidman have?
Charles Weidman has 21 years in the financial industry, since May 2005, across 5 adviser firms.
What exams has Charles Weidman passed?
Charles Weidman has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in May 2005. FINRA credited Charles Weidman with the SIE, which began in October 2018.
Where did Charles Weidman work before Heritage Financial Counselors?
Before Heritage Financial Counselors, Charles Weidman was registered through Financial Focus, LLC, June 2010 to March 2012; Securian Financial Services, Inc., March 2007 to June 2010; Northwestern Mutual Investment Services,llc, January 2006 to February 2007.
Where is Charles Weidman based?
Charles Weidman’s registered office is in Bedminster, NJ.
Is Charles Weidman registered with FINRA?
No. Charles Weidman has no current broker registration.
Is Charles Weidman a CFP?
Heritage Financial Counselors lists Charles Weidman with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
Source: Charles P. Weidman, CFP®, MBA biography, heritagefinancialcounselors.com
How can I verify Charles Weidman’s record?
Search CRD 3252726 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Charles Weidman’s full registration record.