Nancy Kay has been Chief Compliance Officer of Cross Staff Investments since February 2013, is a control person of the firm and directly owns under 5% of it.
Cross Staff Investments Inc. is a Pittsford, NY firm with $443M under management, 434 clients and 3 advisers in one office, as of its May 2026 filing.
Nancy Kay’s longest registration is the current one, 13 years at Cross Staff Investments since 2013. Before joining Cross Staff Investments in 2013, Nancy Kay was registered through Wall Street Financial Group, Inc.
- – present · 13 yearsPittsford, NY · Adviser representative · Firm CRD 165984
- Wall Street Financial Group, Inc– · 8 yearsPittsford, NY · Adviser representative · Firm CRD 35830
Investment adviser representative registrations
Nancy Kay is registered as an investment adviser representative in New York, since February 2021.
- New YorkSince 14 February 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 4 | Registered Options Principal Examination | 20 July 2005 |
| Series 53 | Municipal Securities Principal Examination | 11 May 2005 |
| Series 65 | Uniform Investment Adviser Law Examination | 20 August 2004 |
| Series 24 | General Securities Principal Examination | 18 June 2004 |
| Series 7 | General Securities Representative Examination | 16 April 2004 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 28 March 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 28 February 2001 |
| Series 63 | Uniform Securities Agent State Law Examination | 18 December 2000 |
- Name
- Securities Industry Essentials Examination
- Name
- Registered Options Principal Examination
- Name
- Municipal Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- General Securities Principal Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Full name
- Nancy Beth Kay
- CRD
- 2971567
- Firm
- Cross Staff Investments · CRD 165984
- Role
- Chief Compliance Officer
- Office
- 115 SULLY'S TRAIL, SUITE 8, Pittsford, NY 14534
- Registration
- Investment adviser registration
- In the industry since
- October 2004
- Disciplinary history
- Not yet shown here · SEC record
Where does Nancy Kay work?
Nancy Kay has been Chief Compliance Officer of Cross Staff Investments Inc. since February 2013, and is a control person of the firm.
Is Nancy Kay a financial advisor?
Yes. Nancy Kay has a current investment-adviser registration in New York, through Cross Staff Investments since April 2013.
How many years of experience does Nancy Kay have?
Nancy Kay has 22 years in the financial industry, since October 2004, across 2 adviser firms.
What exams has Nancy Kay passed?
Nancy Kay has passed 8 licensing exams: the Series 63, Series 6, Series 26, Series 7, Series 24, Series 65, Series 53 and Series 4. The earliest, the Series 63, was passed in December 2000. FINRA credited Nancy Kay with the SIE, which began in October 2018.
Where did Nancy Kay work before Cross Staff Investments?
Before Cross Staff Investments, Nancy Kay was registered through Wall Street Financial Group, Inc, September 2004 to March 2013.
Where is Nancy Kay based?
Nancy Kay’s registered office is in Pittsford, NY.
Is Nancy Kay registered with FINRA?
No. Nancy Kay has no current broker registration.
How can I verify Nancy Kay’s record?
Search CRD 2971567 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Nancy Kay’s full registration record.