Nancy Daniel has been an investment adviser representative at Secure Asset Management since July 2024, and is not listed among the firm’s executive officers or direct owners.
Secure Asset Management, L.L.C. is a Troy, MI firm with $871M under management, 2,877 clients and 54 advisers across 32 offices, as of its August 2026 filing.
Nancy Daniel’s longest registration was 16 years at Cetera Advisor Networks LLC (2007–2023). Before joining Secure Asset Management in 2024, Nancy Daniel was registered through Cetera Investment Advisers LLC and Cetera Advisor Networks LLC.
- Cetera Investment Advisers LLC– · 1 yearNaples, FL · Adviser representative · Firm CRD 105644
- Cetera Advisor Networks LLC– · 16 yearsBay Village, OH · Adviser representative · Firm CRD 13572
- Raymond James & Associates, Inc.– · 2 yearsCleveland, OH · Adviser representative · Firm CRD 705
- Citigroup Global Markets Inc.– · 3 yearsWest Lake, OH · Adviser representative · Firm CRD 7059
Investment adviser representative registrations
Nancy Daniel is registered as an investment adviser representative in 2 states. Each was approved in July 2024.
- FloridaSince 10 July 2024
- OhioSince 8 July 2024
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 30 November 2004 |
| Series 31 | Futures Managed Funds Examination | 26 October 1993 |
| Series 63 | Uniform Securities Agent State Law Examination | 21 September 1993 |
| Series 7 | General Securities Representative Examination | 14 September 1993 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Futures Managed Funds Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Nancy Lynne Daniel
- CRD
- 2398849
- Firm
- Secure Asset Management · CRD 144046
- Registration
- Investment adviser and broker registrations
- In the industry since
- October 1993
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Nancy Daniel work?
Nancy Daniel is an investment adviser representative registered through Secure Asset Management, L.L.C. since July 2024, and is not listed among the firm’s executive officers or direct owners.
Is Nancy Daniel a financial advisor?
Yes. Nancy Daniel has a current investment-adviser registration in Florida and Ohio, through Secure Asset Management since July 2024.
How many years of experience does Nancy Daniel have?
Nancy Daniel has 32 years in the financial industry, since October 1993, across 5 adviser firms.
What exams has Nancy Daniel passed?
Nancy Daniel has passed 4 licensing exams: the Series 7, Series 63, Series 31 and Series 65. The earliest, the Series 7, was passed in September 1993. FINRA credited Nancy Daniel with the SIE, which began in October 2018.
Where did Nancy Daniel work before Secure Asset Management?
Before Secure Asset Management, Nancy Daniel was registered through Cetera Investment Advisers LLC, April 2023 to July 2024; Cetera Advisor Networks LLC, June 2007 to June 2023; Raymond James & Associates, Inc., July 2004 to May 2007; Citigroup Global Markets Inc., February 2001 to July 2004.
Is Nancy Daniel registered with FINRA?
Yes. Nancy Daniel has a current broker registration, under CRD 2398849.
Source: FINRA BrokerCheck
How can I verify Nancy Daniel’s record?
Search CRD 2398849 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Nancy Daniel’s full registration record.