Mu-Tin Wultsch has been an investment adviser representative at Brown McLeod since February 2022, and is not listed among the firm’s executive officers or direct owners.
Brown McLeod, Inc is a Fairhope, AL firm with $468M under management, 288 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Mu-Tin Wultsch’s longest registration is the current one, 4 years at Brown McLeod since 2022. Before joining Brown McLeod in 2022, Mu-Tin Wultsch was registered through Schwab Private Client Investment Advisory, Inc. and Hewins Financial Advisors, LLC.
- Brown Financial AdvisoryCurrent– present · 4 yearsFrederick, MD · Adviser representative · Firm CRD 155548
- Schwab Private Client Investment Advisory, Inc.– · 1 yearSan Francisco, CA · Adviser representative · Firm CRD 159035
- Hewins Financial Advisors, LLC– · under a yearRedwood City, CA · Adviser representative · Firm CRD 109983
- Charles Schwab & Co., Inc.– · under a yearBellevue, WA · Adviser representative · Firm CRD 5393
- Schwab Private Client Investment Advisory, Inc.– · under a yearPhoenix, AZ · Adviser representative · Firm CRD 159035
- Charles Schwab & Co., Inc.– · under a yearBellevue, WA · Adviser representative · Firm CRD 5393
Investment adviser representative registrations
Mu-Tin Wultsch is registered as an investment adviser representative in Alabama, since February 2022.
- AlabamaSince 4 February 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 11 August 2011 |
| Series 63 | Uniform Securities Agent State Law Examination | 5 February 2010 |
| Series 7 | General Securities Representative Examination | 2 February 2010 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- CRD
- 4825499
- Firm
- Brown McLeod · CRD 155548
- Office
- Frederick, MD
- Registration
- Investment adviser registration
- In the industry since
- October 2016
- Disciplinary history
- Not yet shown here · SEC record
Where does Mu-Tin Wultsch work?
Mu-Tin Wultsch is an investment adviser representative registered through Brown McLeod, Inc since February 2022, and is not listed among the firm’s executive officers or direct owners.
Is Mu-Tin Wultsch a financial advisor?
Yes. Mu-Tin Wultsch has a current investment-adviser registration in Alabama, through Brown McLeod since February 2022.
How many years of experience does Mu-Tin Wultsch have?
Mu-Tin Wultsch has 10 years in the financial industry, since October 2016, across 4 adviser firms.
What exams has Mu-Tin Wultsch passed?
Mu-Tin Wultsch has passed 3 licensing exams: the Series 7, Series 63 and Series 66. The earliest, the Series 7, was passed in February 2010. FINRA credited Mu-Tin Wultsch with the SIE, which began in October 2018.
Where did Mu-Tin Wultsch work before Brown McLeod?
Before Brown McLeod, Mu-Tin Wultsch was registered through Schwab Private Client Investment Advisory, Inc., January 2016 to January 2017; Hewins Financial Advisors, LLC, October 2014 to October 2015; Charles Schwab & Co., Inc., October 2012 to April 2013; Schwab Private Client Investment Advisory, Inc., January 2012 to October 2012; Charles Schwab & Co., Inc., August 2011 to December 2011.
Where is Mu-Tin Wultsch based?
Mu-Tin Wultsch’s registered office is in Frederick, MD.
Is Mu-Tin Wultsch registered with FINRA?
No. Mu-Tin Wultsch has no current broker registration.
How can I verify Mu-Tin Wultsch’s record?
Search CRD 4825499 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Mu-Tin Wultsch’s full registration record.
