Joshua Lancaster has been Vice-President & Chief Compliance Officer & Chief Investment Officer of Brown McLeod since March 2019, is not listed as a control person, but directly owns between 10% and 25% of the firm. Joshua Lancaster holds a BBA Banking and Finance from Mississippi State University.
Brown McLeod, Inc is a Fairhope, AL firm with $468M under management, 288 clients and 6 advisers across 2 offices, as of its March 2026 filing.
Josh Lancaster is Chief Investment Officer & Chief Compliance Officer of Brown Financial Advisory. He has spent the last 30+ years in the investment industry, most of those with financial advising firms in roles including operations, client experience and compliance. His experience covers the investment process from selecting investment models to executing trades, and he is responsible for ensuring the investment process runs smoothly.
Joshua Lancaster’s longest registration was 15 years at Kinsight, LLC (2002–2018). Before joining Brown McLeod in 2018, Joshua Lancaster was registered through Warren Averett Asset Management, LLC and Kinsight, LLC.
- Brown Financial AdvisoryCurrent– present · 8 yearsFairhope, AL · Adviser representative · Firm CRD 155548
- Warren Averett Asset Management, LLC– · 1 yearBirmingham, AL · Adviser representative · Firm CRD 115332
- Kinsight, LLC– · 15 yearsBirmingham, AL · Adviser representative · Firm CRD 116047
Professional designations
Listed by Brown McLeod
- Chartered Financial Analyst (CFA®)
Investment adviser representative registrations
Joshua Lancaster is registered as an investment adviser representative in Alabama, since September 2018.
- AlabamaSince 12 September 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 52 | Municipal Securities Representative Examination | 3 November 1993 |
- Name
- Municipal Securities Representative Examination
- Full name
- Joshua Wyatt Lancaster
- CRD
- 2424549
- Firm
- Brown McLeod · CRD 155548
- Role
- Vice-President & Chief Compliance Officer & Chief Investment Officer
- Office
- 54 S. GREENO ROAD, Fairhope, AL 36532
- Registration
- Investment adviser registration
- In the industry since
- October 2002
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- brownfinancialadvisory.com
Where does Joshua Lancaster work?
Joshua Lancaster has been Vice-President & Chief Compliance Officer & Chief Investment Officer of Brown McLeod, Inc since March 2019.
Is Joshua Lancaster a financial advisor?
Yes. Joshua Lancaster has a current investment-adviser registration in Alabama, through Brown McLeod since September 2018.
How many years of experience does Joshua Lancaster have?
Joshua Lancaster has 23 years in the financial industry, since October 2002, across 3 adviser firms.
What exams has Joshua Lancaster passed?
Joshua Lancaster passed the Series 52 in November 1993.
Where did Joshua Lancaster work before Brown McLeod?
Before Brown McLeod, Joshua Lancaster was registered through Warren Averett Asset Management, LLC, April 2017 to August 2018; Kinsight, LLC, October 2002 to March 2018.
Where is Joshua Lancaster based?
Joshua Lancaster’s registered office is in Fairhope, AL.
Is Joshua Lancaster registered with FINRA?
No. Joshua Lancaster has no current broker registration.
Is Joshua Lancaster a CFA charterholder?
Brown McLeod lists Joshua Lancaster with the CFA credential (“Chartered Financial Analyst (CFA®)”) on its website. CFA Institute confirms certification status.
Source: Josh Lancaster biography, brownfinancialadvisory.com
How can I verify Joshua Lancaster’s record?
Search CRD 2424549 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Joshua Lancaster’s full registration record.
