Monica Mims has been an investment adviser representative at Strategic Asset Management since January 2021, and is not listed among the firm’s executive officers or direct owners.
Strategic Asset Management LLC. is a Rochester, MN firm with $218M under management, 231 clients and 10 advisers across 5 offices, as of its September 2026 filing.
Monica Mims’ longest registration is the current one, 5 years at Strategic Asset Management since 2021. Before joining Strategic Asset Management in 2021, Monica Mims was registered through Rda Financial Network.
- – present · 5 yearsIowa City, IA · Adviser representative · Firm CRD 306384
- Rda Financial Network– · under a yearCoralville, IA · Adviser representative · Firm CRD 147309
Investment adviser representative registrations
Monica Mims is registered as an investment adviser representative in Iowa, since January 2021.
- IowaSince 4 January 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 12 November 2019 |
- Name
- Uniform Investment Adviser Law Examination
- Full name
- Monica Rae Mims
- CRD
- 7048561
- Firm
- Strategic Asset Management · CRD 306384
- Office
- 2346 Mormon Trek Blvd, Suite 2700, Iowa City, IA 52246
- Registration
- Investment adviser registration
- In the industry since
- April 2020
- Disciplinary history
- Not yet shown here · SEC record
Where does Monica Mims work?
Monica Mims is an investment adviser representative registered through Strategic Asset Management LLC. since January 2021, and is not listed among the firm’s executive officers or direct owners.
Is Monica Mims a financial advisor?
Yes. Monica Mims has a current investment-adviser registration in Iowa, through Strategic Asset Management since January 2021.
How many years of experience does Monica Mims have?
Monica Mims has 6 years in the financial industry, since April 2020, across 2 adviser firms.
What exams has Monica Mims passed?
Monica Mims passed the Series 65 in November 2019.
Where did Monica Mims work before Strategic Asset Management?
Before Strategic Asset Management, Monica Mims was registered through Rda Financial Network, January 2020 to October 2020.
Where is Monica Mims based?
Monica Mims’ registered office is in Iowa City, IA.
Is Monica Mims registered with FINRA?
No. Monica Mims has no current broker registration.
How can I verify Monica Mims’ record?
Search CRD 7048561 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Monica Mims’ full registration record.