Molly Chase has been an investment adviser representative at Northern Capital Management since June 2008, and is not listed among the firm’s executive officers or direct owners. Molly Chase holds a Bachelor's degree in Business Administration from Eastern Washington University.
Northern Capital Management, Inc. is a Spokane, WA firm with $918M under management, 739 clients and 8 advisers across 2 offices, as of its September 2026 filing.
Molly Chase is a Financial Advisor of Northern Capital Management. She joined the team in 2008 and also supervises staff in the Trading and Financial Planning Departments. As a voting member of the Investment Committee, she participates in investment research and selection and in allocation model creation and review.
Molly Chase’s longest registration is the current one, 18 years at Northern Capital Management since 2008. Before joining Northern Capital Management in 2008, Molly Chase was registered through Metlife Securities Inc.
- Northern Capital Retirement Services, Inc.– · 13 yearsSpokane, WA · Adviser representative · Firm CRD 163327
- – present · 18 yearsSpokane, WA · Adviser representative · Firm CRD 111379
- Metlife Securities Inc.– · 4 yearsSpokane, WA · Adviser representative · Firm CRD 14251
Professional designations
Listed by Northern Capital Management
- CERTIFIED FINANCIAL PLANNER™ (CFP®)
- Accredited Investment Fiduciary®
Investment adviser representative registrations
Molly Chase is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from June 2008; the most recent is Texas, in April 2014.
- TexasResidentSince 10 April 2014
- WashingtonSince 20 June 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 26 July 2003 |
| Series 7 | General Securities Representative Examination | 12 July 2003 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Molly Jo Chase
- CRD
- 4664622
- Firm
- Northern Capital Management · CRD 111379
- Office
- 2700 SOUTH SOUTHEAST BOULEVARD, SUITE 205, Spokane, WA 99223-4984
- Registration
- Investment adviser registration
- In the industry since
- August 2003
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- northernwelcome.com
Where does Molly Chase work?
Molly Chase is an investment adviser representative registered through Northern Capital Management, Inc. since June 2008, and is not listed among the firm’s executive officers or direct owners.
Is Molly Chase a financial advisor?
Yes. Molly Chase has a current investment-adviser registration in Texas and Washington, through Northern Capital Management since June 2008.
How many years of experience does Molly Chase have?
Molly Chase has 23 years in the financial industry, since August 2003, across 3 adviser firms.
What exams has Molly Chase passed?
Molly Chase has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in July 2003. FINRA credited Molly Chase with the SIE, which began in October 2018.
Where did Molly Chase work before Northern Capital Management?
Before Northern Capital Management, Molly Chase was registered through Metlife Securities Inc., August 2003 to June 2008.
Where is Molly Chase based?
Molly Chase’s registered office is in Spokane, WA.
Is Molly Chase registered with FINRA?
No. Molly Chase has no current broker registration.
Is Molly Chase a CFP?
Northern Capital Management lists Molly Chase with the CFP credential (“CERTIFIED FINANCIAL PLANNER™ (CFP®)”) on its website. CFP Board confirms certification status.
How can I verify Molly Chase’s record?
Search CRD 4664622 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Molly Chase’s full registration record.
