Michelle Warner has been Chief Executive Officer of Northern Capital Management since August 2020, is a control person of the firm and directly owns between 10% and 25% of it.
Northern Capital Management, Inc. is a Spokane, WA firm with $918M under management, 739 clients and 8 advisers across 2 offices, as of its September 2026 filing.
Michelle Warner’s longest registration is the current one, 21 years at Northern Capital Management since 2005.
- Northern Capital Retirement Services, Inc.– · 13 yearsSpokane, WA · Adviser representative · Firm CRD 163327
- – present · 21 yearsSpokane, WA · Adviser representative · Firm CRD 111379
Investment adviser representative registrations
Michelle Warner is registered as an investment adviser representative in Washington, since September 2005.
- WashingtonSince 27 September 2005
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 18 November 2005 |
| Series 66 | Uniform Combined State Law Examination | 23 May 2005 |
| Series 7 | General Securities Representative Examination | 10 June 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michelle Lynn Warner
- CRD
- 3042903
- Firm
- Northern Capital Management · CRD 111379
- Role
- Chief Executive Officer
- Office
- 2700 S. SOUTHEAST BLVD SUITE 205, Spokane, WA 99223
- Registration
- Investment adviser registration
- In the industry since
- September 2005
- Disciplinary history
- Not yet shown here · SEC record
Where does Michelle Warner work?
Michelle Warner has been Chief Executive Officer of Northern Capital Management, Inc. since August 2020, and is a control person of the firm.
Is Michelle Warner a financial advisor?
Yes. Michelle Warner has a current investment-adviser registration in Washington, through Northern Capital Management since September 2005.
How many years of experience does Michelle Warner have?
Michelle Warner has 21 years in the financial industry, since September 2005, across 2 adviser firms.
What exams has Michelle Warner passed?
Michelle Warner has passed 3 licensing exams: the Series 7, Series 66 and Series 24. The earliest, the Series 7, was passed in June 2004. FINRA credited Michelle Warner with the SIE, which began in October 2018.
Where is Michelle Warner based?
Michelle Warner’s registered office is in Spokane, WA.
Is Michelle Warner registered with FINRA?
No. Michelle Warner has no current broker registration.
How can I verify Michelle Warner’s record?
Search CRD 3042903 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michelle Warner’s full registration record.
