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Laurie Silva

Chief Compliance Officer at Northern Capital Management in Spokane, WA

Investment adviser registrationUpdated

Laurie Silva is Chief Compliance Officer of Northern Capital Management, Inc., an investment adviser managing $918M, and works from its Spokane, WA office. Laurie Silva has been registered as an investment adviser representative through Northern Capital Management since 14 May 2019, has 7 years in the industry across 2 firms and has passed the Series 65.

7
Years in industry
7
Years at firm
2
Adviser firms
2
States registered

From the IAPD record, checked 22 October 2026SEC record

Career

Laurie Silva has been Chief Compliance Officer of Northern Capital Management since July 2025, is a control person of the firm and directly owns under 5% of it.

Northern Capital Management, Inc. is a Spokane, WA firm with $918M under management, 739 clients and 8 advisers across 2 offices, as of its September 2026 filing.

Laurie Silva’s longest registration is the current one, 7 years at Northern Capital Management since 2019.

  1. Northern Capital Management, Inc.Current
    – present · 7 years
    Spokane, WA · Adviser representative · Firm CRD 111379
  2. Northern Capital Retirement Services, Inc.
    – · 7 years
    Spokane, WA · Adviser representative · Firm CRD 163327

Credentials and registrations

Investment adviser representative registrations

Laurie Silva is registered as an investment adviser representative in 2 states. The first approvals date from May 2019; the most recent is Idaho, in June 2019.

  • IdahoSince 24 June 2019
  • WashingtonSince 14 May 2019

Examinations

Series 6514 May 2019
Name
Uniform Investment Adviser Law Examination

Key facts

Full name
Laurie Jo Silva
CRD
2710539
Firm
Northern Capital Management · CRD 111379
Role
Chief Compliance Officer
Office
2700 SOUTH SOUTHEAST BOULEVARD, SUITE 205, Spokane, WA 99223-4984
Registration
Investment adviser registration
In the industry since
May 2019
Disciplinary history
Not yet shown here · SEC record

Common questions

Where does Laurie Silva work?

Laurie Silva has been Chief Compliance Officer of Northern Capital Management, Inc. since July 2025, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 30 September 2026

Is Laurie Silva a financial advisor?

Yes. Laurie Silva has a current investment-adviser registration in Idaho and Washington, through Northern Capital Management since May 2019.

Source: IAPD individual record, checked 22 October 2026

How many years of experience does Laurie Silva have?

Laurie Silva has 7 years in the financial industry, since May 2019, across 2 adviser firms.

Source: IAPD individual record, checked 22 October 2026

What exams has Laurie Silva passed?

Laurie Silva passed the Series 65 in May 2019.

Source: IAPD individual record, checked 22 October 2026

Where is Laurie Silva based?

Laurie Silva’s registered office is in Spokane, WA.

Source: IAPD individual record, checked 22 October 2026

Is Laurie Silva registered with FINRA?

No. Laurie Silva has no current broker registration.

Source: IAPD individual record, checked 22 October 2026

How can I verify Laurie Silva’s record?

Search CRD 2710539 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Laurie Silva’s full registration record.

Source: IAPD individual record, checked 22 October 2026

Leadership at Northern Capital Management

Sources

  1. IAPD individual record, CRD 2710539, checked 22 October 2026. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Northern Capital Management, Inc., filed 30 September 2026. Title, control and ownership bands.
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