Mitchell Romano has been an investment adviser representative at Rose Capital Advisors since January 2016, and is not listed among the firm’s executive officers or direct owners.
Rose Capital Advisors, LLC is a Miami Beach, FL firm with $608M under management, 375 clients and 9 advisers across 7 offices, as of its August 2026 filing.
Mitchell Romano’s longest registration is the current one, 10 years at Rose Capital Advisors since 2016. Before joining Rose Capital Advisors in 2016, Mitchell Romano was registered through Dominick & Dominick LLC.
- Rose Capital Advisors, LLCCurrent– present · 10 yearsMiami Beach, FL · Adviser representative · Firm CRD 173054
- Dominick & Dominick LLC– · 6 yearsMiami, FL · Adviser representative · Firm CRD 7344
Investment adviser representative registrations
Mitchell Romano is registered as an investment adviser representative in Florida, since January 2016.
- FloridaSince 25 January 2016
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 3 November 2007 |
| Series 7 | General Securities Representative Examination | 6 December 2006 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Mitchell Allan Romano
- CRD
- 4831446
- Firm
- Rose Capital Advisors · CRD 173054
- Office
- 119 WASHINGTON AVENUE, SUITE 400, Miami Beach, FL 33139
- Registration
- Investment adviser and broker registrations
- In the industry since
- June 2007
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Mitchell Romano work?
Mitchell Romano is an investment adviser representative registered through Rose Capital Advisors, LLC since January 2016, and is not listed among the firm’s executive officers or direct owners.
Is Mitchell Romano a financial advisor?
Yes. Mitchell Romano has a current investment-adviser registration in Florida, through Rose Capital Advisors since January 2016.
How many years of experience does Mitchell Romano have?
Mitchell Romano has 19 years in the financial industry, since June 2007, across 2 adviser firms.
What exams has Mitchell Romano passed?
Mitchell Romano has passed 2 licensing exams: the Series 7 and Series 66. The earliest, the Series 7, was passed in December 2006. FINRA credited Mitchell Romano with the SIE, which began in October 2018.
Where did Mitchell Romano work before Rose Capital Advisors?
Before Rose Capital Advisors, Mitchell Romano was registered through Dominick & Dominick LLC, June 2008 to September 2014.
Where is Mitchell Romano based?
Mitchell Romano’s registered office is in Miami Beach, FL.
Is Mitchell Romano registered with FINRA?
Yes. Mitchell Romano has a current broker registration, under CRD 4831446.
Source: FINRA BrokerCheck
How can I verify Mitchell Romano’s record?
Search CRD 4831446 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Mitchell Romano’s full registration record.
