Role at Ameriprise Financial Services
- Title on Schedule A
- Region Vice President (texas Designated Officer)
- Control
- Mitchell Doren is a control person of Ameriprise Financial Services.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Mitchell Doren has held the filed role since February 2016.
The firm
Form ADV filed 25 September 2026
Career on record
Mitchell Doren has been registered through Ameriprise Financial Services since March 2013, and before that through LPL Financial LLC and Commonwealth Financial Network.
- Passed SIE · 2018
- – present · 14 years, · Adviser representative · Firm CRD 6363
- – present · 14 yearsHull, MA · Adviser representative and broker · Firm CRD 6363
- LPL Financial LLC– · 1 yearDedham, MA · Adviser representative · Firm CRD 6413
- Commonwealth Financial Network– · 2 yearsWatertown, MA · Adviser representative · Firm CRD 8032
- Passed Series 65 · 2010
- Passed Series 24 · 2004
- Passed Series 7 · 2003
- Passed Series 26 · 1998
- Passed Series 6 and Series 63 · 1992
Registrations and exams
Mitchell Doren has a current investment-adviser registration in Minnesota and Texas and has passed 7 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Minnesota | Investment adviser representative | Approved | 25 January 2017 |
| Texas | Investment adviser representative | Approved, resident | 6 May 2015 |
- Scope
- Investment adviser representative
- Status
- Approved
- Scope
- Investment adviser representative
- Status
- Approved, resident
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 19 April 2010 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 December 1992 |
| Series 24 | General Securities Principal Examination | 26 May 2004 |
| Series 26 | Investment Company Products/Variable Contracts Principal Examination | 9 March 1998 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 17 November 2003 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 13 April 1992 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Investment Company Products/Variable Contracts Principal Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
Individual record
- Full name
- Mitchell Doren
- CRD
- 2129844
- Registration status
- Investment adviser and broker registrations
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Mitchell Doren work?
Mitchell Doren has been Region Vice President (texas Designated Officer) of Ameriprise Financial Services, LLC since February 2016, and is a control person of the firm.
Is Mitchell Doren a financial advisor?
Yes. Mitchell Doren has a current investment-adviser registration in Minnesota and Texas, through Ameriprise Financial Services since March 2013, as of 17 October 2026.
How many years of experience does Mitchell Doren have?
Mitchell Doren has worked in the financial industry for 33 years as of 17 October 2026, counted from 10 November 1992, across 3 adviser firms.
What exams has Mitchell Doren passed?
Mitchell Doren has passed 7 licensing exams: the Series 6, Series 63, Series 26, Series 7, Series 24, Series 65 and SIE. The earliest, the Series 6, was passed in April 1992.
Where did Mitchell Doren work before Ameriprise Financial Services?
Before Ameriprise Financial Services, Mitchell Doren was registered through LPL Financial LLC, April 2012 to November 2012; Commonwealth Financial Network, April 2010 to March 2012.
Leadership at Ameriprise Financial Services
- William Jerryl WilliamsPresident, Director, Chairman and Chief Executive Officer
- Stephen JR EheleDirector, Senior Vice President, Chief Operating Officer - Field
- Brett FlansburgSenior Vice President and Chief Compliance Officer
- Theodore Robert HorwithVice President - Controller, Chief Financial Officer and Principal Financial Officer
- Gumer Cruz AlveroBoard Director
- Joseph Francis GerdesChief Operations Officer/Principal Operating Officer