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Gumer Alvero

Board Director at Ameriprise Financial Services

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
3
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Gumer Alvero is Board Director of Ameriprise Financial Services, LLC, a Minneapolis investment adviser managing $660B. Gumer Alvero has a current broker registration and no current investment-adviser registration and has passed the Series 7, Series 24 and SIE.

Role at Ameriprise Financial Services

Title on Schedule A
Board Director
Control
Gumer Alvero is a control person of Ameriprise Financial Services.
Ownership
An individual ownership band is not available in the source record.
Tenure
Gumer Alvero has held the filed role since April 2026.

The firm

Ameriprise Financial Services, LLC
Minneapolis, MN

Form ADV filed 25 September 2026

$660B AUM1,386,329 clients12,681 advisers26 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 24 · 1999
  3. Passed Series 7 · 1996

Registrations and exams

Broker registration; no current adviser registration. Gumer Alvero has passed 3 qualifying exams.

Examinations

Series 241 July 1999
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 727 February 1996
Name
General Securities Representative Examination

Individual record

Full name
Gumer Cruz Alvero
CRD
1975307
Firm
Ameriprise Financial Services, LLC
Registration status
Broker registration; no current adviser registration

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Gumer Alvero work?

Gumer Alvero has been Board Director of Ameriprise Financial Services, LLC since April 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 25 September 2026

Does Gumer Alvero have a current investment-adviser registration?

Gumer Alvero has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Gumer Alvero passed?

Gumer Alvero has passed 3 licensing exams: the Series 7, Series 24 and SIE. The earliest, the Series 7, was passed in February 1996.

Source: IAPD individual record, checked 17 October 2026

Leadership at Ameriprise Financial Services

Sources

  1. IAPD individual record, CRD 1975307. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Ameriprise Financial Services, LLC, filed 25 September 2026. Title, control and ownership bands.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Gumer Alvero or Ameriprise Financial Services, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.