Michael Smith has been an investment adviser representative at Gilbert Greg RIA since July 2022, and is not listed among the firm’s executive officers or direct owners.
Gilbert Greg RIA, LLC is an Oakland, CA firm with $174M under management, 657 clients and 35 advisers across 35 offices, as of its May 2026 filing.
Michael Smith’s longest registration was 5 years at Titan Securities (2017–2022). Before joining Gilbert Greg RIA in 2022, Michael Smith was registered through Titan Securities and Planmember Securities Corporation.
- – present · 4 yearsAdviser representative · Firm CRD 304981
- Titan Securities– · 5 yearsCedar Park, TX · Adviser representative · Firm CRD 131392
- Planmember Securities Corporation– · 1 yearCedr Park, TX · Adviser representative · Firm CRD 11869
Investment adviser representative registrations
Michael Smith is registered as an investment adviser representative in Texas, since July 2022.
- TexasSince 22 July 2022
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 5 May 2017 |
| Series 7 | General Securities Representative Examination | 19 September 2016 |
| Series 63 | Uniform Securities Agent State Law Examination | 28 September 2001 |
| Series 6 | Investment Company Products/Variable Contracts Representative Examination | 25 September 2001 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Investment Company Products/Variable Contracts Representative Examination
- Full name
- Michael Joseph Smith
- CRD
- 4455394
- Firm
- Gilbert Greg RIA · CRD 304981
- Registration
- Investment adviser and broker registrations
- In the industry since
- April 2010
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michael Smith work?
Michael Smith is an investment adviser representative registered through Gilbert Greg RIA, LLC since July 2022, and is not listed among the firm’s executive officers or direct owners.
Is Michael Smith a financial advisor?
Yes. Michael Smith has a current investment-adviser registration in Texas, through Gilbert Greg RIA since July 2022.
How many years of experience does Michael Smith have?
Michael Smith has 16 years in the financial industry, since April 2010, across 3 adviser firms.
What exams has Michael Smith passed?
Michael Smith has passed 4 licensing exams: the Series 6, Series 63, Series 7 and Series 66. The earliest, the Series 6, was passed in September 2001. FINRA credited Michael Smith with the SIE, which began in October 2018.
Where did Michael Smith work before Gilbert Greg RIA?
Before Gilbert Greg RIA, Michael Smith was registered through Titan Securities, July 2017 to July 2022; Planmember Securities Corporation, March 2006 to March 2008.
Is Michael Smith registered with FINRA?
Yes. Michael Smith has a current broker registration, under CRD 4455394.
Source: FINRA BrokerCheck
How can I verify Michael Smith’s record?
Search CRD 4455394 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Smith’s full registration record.