Michael Schmitz has been an investment adviser representative at Schmitz Capital Partners since April 2009, and is not listed among the firm’s executive officers or direct owners.
Schmitz Capital Partners, LLC is a Mill Valley, CA firm with $132M under management, 223 clients and 2 advisers in one office, as of its April 2026 filing.
- – present · 17 yearsMill Valley, CA · Adviser representative · Firm CRD 105702
Investment adviser representative registrations
Michael Schmitz is registered as an investment adviser representative in California, since April 2009.
- CaliforniaSince 3 April 2009
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 65 | Uniform Investment Adviser Law Examination | 9 March 2009 |
| Series 63 | Uniform Securities Agent State Law Examination | 9 April 2004 |
| Series 7 | General Securities Representative Examination | 11 March 2004 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Joseph Schmitz
- CRD
- 4223919
- Firm
- Schmitz Capital Partners · CRD 105702
- Office
- 655 REDWOOD HWY, STE 109, Mill Valley, CA 94941
- Registration
- Investment adviser and broker registrations
- In the industry since
- July 2004
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Michael Schmitz work?
Michael Schmitz is an investment adviser representative registered through Schmitz Capital Partners, LLC since April 2009, and is not listed among the firm’s executive officers or direct owners.
Is Michael Schmitz a financial advisor?
Yes. Michael Schmitz has a current investment-adviser registration in California, through Schmitz Capital Partners since April 2009.
How many years of experience does Michael Schmitz have?
Michael Schmitz has 22 years in the financial industry, since July 2004, across 1 adviser firm.
What exams has Michael Schmitz passed?
Michael Schmitz has passed 3 licensing exams: the Series 7, Series 63 and Series 65. The earliest, the Series 7, was passed in March 2004. FINRA credited Michael Schmitz with the SIE, which began in October 2018.
Where is Michael Schmitz based?
Michael Schmitz’s registered office is in Mill Valley, CA.
Is Michael Schmitz registered with FINRA?
Yes. Michael Schmitz has a current broker registration, under CRD 4223919.
Source: FINRA BrokerCheck
How can I verify Michael Schmitz’s record?
Search CRD 4223919 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Michael Schmitz’s full registration record.