Steven Schmitz has been Managing Member/Chief Compliance Officer of Schmitz Capital Partners since April 2015, is a control person of the firm and directly owns 75% or more of it.
Schmitz Capital Partners, LLC is a Mill Valley, CA firm with $132M under management, 223 clients and 2 advisers in one office, as of its April 2026 filing.
- – present · 11 yearsMill Valley, CA · Adviser representative · Firm CRD 105702
Investment adviser representative registrations
Steven Schmitz is registered as an investment adviser representative in California, since April 2015.
- CaliforniaSince 22 April 2015
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 25 February 1987 |
| Series 63 | Uniform Securities Agent State Law Examination | 19 December 1985 |
| Series 7 | General Securities Representative Examination | 16 November 1985 |
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Steven Joseph Schmitz
- CRD
- 1432690
- Firm
- Schmitz Capital Partners · CRD 105702
- Role
- Managing Member/Chief Compliance Officer
- Office
- 655 REDWOOD HWY, STE 109, Mill Valley, CA 94941
- Registration
- Investment adviser and broker registrations
- In the industry since
- November 1985
- Disciplinary history
- Not yet shown here · SEC record · BrokerCheck
Where does Steven Schmitz work?
Steven Schmitz has been Managing Member/Chief Compliance Officer of Schmitz Capital Partners, LLC since April 2015, and is a control person of the firm.
Is Steven Schmitz a financial advisor?
Yes. Steven Schmitz has a current investment-adviser registration in California, through Schmitz Capital Partners since April 2015.
How many years of experience does Steven Schmitz have?
Steven Schmitz has 40 years in the financial industry, since November 1985, across 1 adviser firm.
What exams has Steven Schmitz passed?
Steven Schmitz has passed 3 licensing exams: the Series 7, Series 63 and Series 24. The earliest, the Series 7, was passed in November 1985. FINRA credited Steven Schmitz with the SIE, which began in October 2018.
Where is Steven Schmitz based?
Steven Schmitz’s registered office is in Mill Valley, CA.
Is Steven Schmitz registered with FINRA?
Yes. Steven Schmitz has a current broker registration, under CRD 1432690.
Source: FINRA BrokerCheck
How can I verify Steven Schmitz’s record?
Search CRD 1432690 on the SEC’s adviser search (adviserinfo.sec.gov) and FINRA’s broker search (brokercheck.finra.org), which publish Steven Schmitz’s full registration record.