Michael Poole has been an investment adviser representative at CSP Financial Group since January 2021, and is not listed among the firm’s executive officers or direct owners.
CSP Financial Group LLC is a Scottsdale, AZ firm with $151M under management, 397 clients and 21 advisers across 18 offices, as of its September 2026 filing.
Michael Poole’s longest registration is the current one, 5 years at CSP Financial Group since 2021. Before joining CSP Financial Group in 2021, Michael Poole was registered through Lifetyme Financial Advisors, LLC and Prosperity Capital Advisors.
- CSP Financial Group LLCCurrent– present · 5 yearsStar Tannery, VA · Adviser representative · Firm CRD 310819
- Lifetyme Financial Advisors, LLC– · 1 yearStar Tannery, VA · Adviser representative · Firm CRD 159809
- Prosperity Capital Advisors– · 1 yearStar Tannery, VA · Adviser representative · Firm CRD 156480
- Lifetyme Financial Advisors, LLC– · 2 yearsStar Tannery, VA · Adviser representative · Firm CRD 159809
Investment adviser representative registrations
Michael Poole is registered as an investment adviser representative in 2 states. The first approvals date from January 2021; the most recent is Texas, in January 2023.
- TexasSince 24 January 2023
- VirginiaSince 27 January 2021
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 65 | Uniform Investment Adviser Law Examination | 9 May 2014 |
| Series 63 | Uniform Securities Agent State Law Examination | 29 June 2009 |
| Series 3 | National Commodity Futures Examination | 10 March 2009 |
- Name
- Uniform Investment Adviser Law Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- National Commodity Futures Examination
- Full name
- Michael Christopher Poole
- CRD
- 6338495
- Firm
- CSP Financial Group · CRD 310819
- Office
- Star Tannery, VA
- Registration
- Investment adviser registration
- In the industry since
- November 2014
- Disciplinary history
- Not yet shown here · SEC record
Where does Michael Poole work?
Michael Poole is an investment adviser representative registered through CSP Financial Group LLC since January 2021, and is not listed among the firm’s executive officers or direct owners.
Is Michael Poole a financial advisor?
Yes. Michael Poole has a current investment-adviser registration in Texas and Virginia, through CSP Financial Group since January 2021.
How many years of experience does Michael Poole have?
Michael Poole has 11 years in the financial industry, since November 2014, across 3 adviser firms.
What exams has Michael Poole passed?
Michael Poole has passed 3 licensing exams: the Series 3, Series 63 and Series 65. The earliest, the Series 3, was passed in March 2009.
Where did Michael Poole work before CSP Financial Group?
Before CSP Financial Group, Michael Poole was registered through Lifetyme Financial Advisors, LLC, February 2019 to January 2021; Prosperity Capital Advisors, January 2017 to August 2018; Lifetyme Financial Advisors, LLC, May 2014 to January 2017.
Where is Michael Poole based?
Michael Poole’s registered office is in Star Tannery, VA.
Is Michael Poole registered with FINRA?
No. Michael Poole has no current broker registration.
How can I verify Michael Poole’s record?
Search CRD 6338495 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Poole’s full registration record.
