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Michael O'connor

Director, Audit Committee at Barings

Officer record from the firm’s Form ADVForm ADV filed 11 August 2026

Michael O'connor is Director, Audit Committee of Barings LLC, a Charlotte investment adviser.

Role at Barings

Title on Schedule A
Director, Audit Committee
Control
Michael O'connor is a control person of Barings.
Ownership
An individual ownership band is not available in the source record.
Tenure
Michael O'connor has held the filed role since March 2020.

The firm

Barings LLC
Charlotte, NC

Form ADV filed 11 August 2026

$393B AUM417 clients465 advisers11 offices

Career on record

The IAPD individual lookup on 18 October 2026 returned no individual record. This profile uses the firm’s Form ADV officer listing.

Registrations and exams

Individual registration and examination information for Michael O'connor is unavailable. An officer title or CRD number does not by itself establish current investment adviser representative registration, and no registration or examination counts are inferred.

Officer record

Full name
Michael O'connor
CRD
7263075
Record basis
Form ADV officer listing

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Common questions

Where does Michael O'connor work?

Michael O'connor has been Director, Audit Committee of Barings LLC since March 2020, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 11 August 2026

Leadership at Barings

Sources

  1. IAPD individual lookup, CRD 7263075. This profile uses the Form ADV officer listing; the individual lookup did not provide a current investment-adviser record.
  2. Form ADV Part 1A, Schedules A and B of Barings LLC, filed 11 August 2026. Title, control and ownership bands.

Retrieved 18 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Michael O'connor or Barings LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.