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Eric Lloyd

Vice Chairman at Barings

Broker registration; no current adviser registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Eric Lloyd is Vice Chairman of Barings LLC, a Charlotte investment adviser managing $393B. Eric Lloyd has a current broker registration and no current investment-adviser registration and has passed 5 licensing exams.

Role at Barings

Title on Schedule A
Vice Chairman
Control
Eric Lloyd is a control person of Barings.
Ownership
An individual ownership band is not available in the source record.
Tenure
Eric Lloyd has held the filed role since June 2026.

The firm

Barings LLC
Charlotte, NC

Form ADV filed 11 August 2026

$393B AUM417 clients465 advisers11 offices

Career on record

Firms and exams, newest first
  1. Passed SIE · 2018
  2. Passed Series 24 · 2003
  3. Passed Series 7 and Series 63 · 1996
  4. Passed Series 3 · 1993

Registrations and exams

Broker registration; no current adviser registration. Eric Lloyd has passed 5 qualifying exams.

Examinations

Series 6318 December 1996
Name
Uniform Securities Agent State Law Examination
Series 2428 March 2003
Name
General Securities Principal Examination
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 716 September 1996
Name
General Securities Representative Examination
Series 313 January 1993
Name
National Commodity Futures Examination

Individual record

Full name
Eric James Lloyd
CRD
2314965
Firm
Barings LLC
Registration status
Broker registration; no current adviser registration
Firm bio
barings.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Barings lists Eric Lloyd as vice chairman. Official firm biography

Common questions

Where does Eric Lloyd work?

Eric Lloyd has been Vice Chairman of Barings LLC since June 2026, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 11 August 2026

Does Eric Lloyd have a current investment-adviser registration?

Eric Lloyd has a current broker registration and no current investment-adviser registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Eric Lloyd passed?

Eric Lloyd has passed 5 licensing exams: the Series 3, Series 7, Series 63, Series 24 and SIE. The earliest, the Series 3, was passed in January 1993.

Source: IAPD individual record, checked 17 October 2026

Leadership at Barings

  • Michael Freno
    President, Chief Executive Officer, Chairman of the Board of Managers, and Director
  • Patrick Hoefling
    Chief Financial Officer
  • Bradley Finkle
    Chief Operating Officer
  • Melissa Lagrant
    Chief Compliance Officer
  • Susan Cicco
    Director, Human Resource Committee
  • Geoffrey Craddock
    Director, Audit Committee
  • Roger Crandall
    Director, Human Resource Committee
  • Mary Jane Fortin
    Director
  • Meredith Hunter
    Assistant Secretary
  • Kaku Kikukawa
    Director
  • Paul Anthony Lapiana
    Director
  • Melissa Logan
    Chief Legal Officer and Assistant Secretary
  • Sears Merritt
    Director
  • Michael O'Connor
    Director, Audit Committee
  • Eric Partlan
    Director
  • Daniel Verwholt
    Treasurer
  • Rhian Williams
    Secretary

Sources

  1. IAPD individual record, CRD 2314965. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Barings LLC, filed 11 August 2026. Title, control and ownership bands.
  3. Barings team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Eric Lloyd or Barings LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.