Michael Kress has been an investment adviser representative at Delta Investment Management since February 2018, and is not listed among the firm’s executive officers or direct owners. Michael Kress holds a Bachelor of Business from Ohio University.
Delta Investment Management, LLC is a San Francisco, CA firm with $857M under management, 1,099 clients and 25 advisers across 11 offices, as of its April 2026 filing.
Mike Kress is an investment advisor at Delta Investment Management and has 50 years of industry experience. Prior to joining Delta, he worked at Sanctuary Wealth, ThinkEquity, Banc of America Investment Services, Credit Suisse First Boston, and Donaldson, Lufkin & Jenrette.
Michael Kress’ longest registration is the current one, 8 years at Delta Investment Management since 2018. Before joining Delta Investment Management in 2018, Michael Kress was registered through Sanctuary Wealth Advisors LLC and Thinkequity LLC.
- – present · 8 yearsSan Francisco, CA · Adviser representative · Firm CRD 149596
- Sanctuary Wealth Advisors LLC– · 4 yearsSan Francisco, CA · Adviser representative · Firm CRD 150212
- Thinkequity LLC– · 7 yearsSan Francisco, CA · Adviser representative · Firm CRD 44274
- Banc of America Investment Services, Inc.– · 1 yearSan Fransisco, CA · Adviser representative · Firm CRD 16361
- Banc of America Securities LLC– · under a yearSan Francisco, CA · Adviser representative · Firm CRD 26091
- Donaldson Lufkin & Jenrette Securities Corporation– · 5 yearsSan Francisco, CA · Adviser representative · Firm CRD 7560
Investment adviser representative registrations
Michael Kress is registered as an investment adviser representative in California, since February 2018.
- CaliforniaSince 1 February 2018
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 23 May 2001 |
| PC | AMEX Put and Call Exam | 29 May 1984 |
| Series 63 | Uniform Securities Agent State Law Examination | 10 July 1979 |
| Series 000 | General Securities Principal Examination | 21 August 1967 |
| Series 1 | Registered Representative Examination | 21 August 1967 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- AMEX Put and Call Exam
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Principal Examination
- Name
- Registered Representative Examination
- Full name
- Michael Paul Kress
- CRD
- 275453
- Firm
- Delta Investment Management · CRD 149596
- Office
- 708 Montgomery Street, San Francisco, CA 94111
- Registration
- Investment adviser registration
- In the industry since
- June 1980
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- deltaim.com
Where does Michael Kress work?
Michael Kress is an investment adviser representative registered through Delta Investment Management, LLC since February 2018, and is not listed among the firm’s executive officers or direct owners.
Is Michael Kress a financial advisor?
Yes. Michael Kress has a current investment-adviser registration in California, through Delta Investment Management since February 2018.
How many years of experience does Michael Kress have?
Michael Kress has 46 years in the financial industry, since June 1980, across 6 adviser firms.
What exams has Michael Kress passed?
Michael Kress has passed 5 licensing exams: the Series 000, Series 1, Series 63, PC and Series 66. The earliest, the Series 000, was passed in August 1967. FINRA credited Michael Kress with the SIE, which began in October 2018.
Where did Michael Kress work before Delta Investment Management?
Before Delta Investment Management, Michael Kress was registered through Thinkequity LLC, January 2005 to December 2012; Banc of America Investment Services, Inc., August 2003 to January 2005; Banc of America Securities LLC, September 2002 to August 2003; Donaldson Lufkin & Jenrette Securities Corporation, July 1997 to October 2002.
Where is Michael Kress based?
Michael Kress’ registered office is in San Francisco, CA.
Is Michael Kress registered with FINRA?
No. Michael Kress has no current broker registration.
How can I verify Michael Kress’ record?
Search CRD 275453 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Kress’ full registration record.
