Michael Heaberg has been Chief Executive Officer of Wealthtrust Axiom since October 2007, is a control person of the firm and directly owns between 10% and 25% of it. Michael Heaberg studied at Vanderbilt University.
Wealthtrust Axiom, LLC is a Wayne, PA firm with $900M under management, 589 clients and 5 advisers in one office, as of its July 2026 filing.
Michael C. Heaberg is Managing Director of Axiom Asset Management. He has more than 40 years of experience in investment services, and his day-to-day focus is on bridging securities research and personalized portfolio management for clients. He co-founded Axiom in 2003 and began his career at Prudential Securities and later UBS/PaineWebber.
Michael Heaberg’s longest registration is the current one, 18 years at Wealthtrust Axiom since 2007. Before joining Wealthtrust Axiom in 2007, Michael Heaberg was registered through Axiom Asset Management, LLC and UBS Financial Services Inc.
- Axiom Asset ManagementCurrent– present · 18 yearsWayne, PA · Adviser representative · Firm CRD 145186
- Axiom Asset Management, LLC– · 4 yearsRadnor , PA · Adviser representative · Firm CRD 125691
- UBS Financial Services Inc.– · under a yearRadnor, PA · Adviser representative · Firm CRD 8174
Investment adviser representative registrations
Michael Heaberg is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from December 2007; the most recent is Texas, in September 2008.
- PennsylvaniaSince 20 December 2007
- TexasResidentSince 29 September 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 99TO | Operations Professional Examination | 2 January 2023 |
| SIE | Securities Industry Essentials Examination | Credited |
| Series 24 | General Securities Principal Examination | 15 March 2004 |
| Series 65 | Uniform Investment Adviser Law Examination | 23 November 1992 |
| Series 15 | Foreign Currency Options Examination | 21 June 1983 |
| Series 63 | Uniform Securities Agent State Law Examination | 1 March 1983 |
| Series 7 | General Securities Representative Examination | 19 February 1983 |
- Name
- Operations Professional Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Principal Examination
- Name
- Uniform Investment Adviser Law Examination
- Name
- Foreign Currency Options Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- General Securities Representative Examination
- Full name
- Michael Campbell Heaberg
- CRD
- 1087510
- Firm
- Wealthtrust Axiom · CRD 145186
- Role
- Chief Executive Officer
- Office
- 550 E SWEDESFORD RD, SUITE 110, Wayne, PA 19087
- Registration
- Investment adviser registration
- In the industry since
- February 1983
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- axiomasset.com
Where does Michael Heaberg work?
Michael Heaberg has been Chief Executive Officer of Wealthtrust Axiom, LLC since October 2007, and is a control person of the firm.
Is Michael Heaberg a financial advisor?
Yes. Michael Heaberg has a current investment-adviser registration in Pennsylvania and Texas, through Wealthtrust Axiom since December 2007.
How many years of experience does Michael Heaberg have?
Michael Heaberg has 43 years in the financial industry, since February 1983, across 3 adviser firms.
What exams has Michael Heaberg passed?
Michael Heaberg has passed 6 licensing exams: the Series 7, Series 63, Series 15, Series 65, Series 24 and Series 99TO. The earliest, the Series 7, was passed in February 1983. FINRA credited Michael Heaberg with the SIE, which began in October 2018.
Where did Michael Heaberg work before Wealthtrust Axiom?
Before Wealthtrust Axiom, Michael Heaberg was registered through UBS Financial Services Inc., September 2002 to July 2003.
Where is Michael Heaberg based?
Michael Heaberg’s registered office is in Wayne, PA.
Is Michael Heaberg registered with FINRA?
No. Michael Heaberg has no current broker registration.
How can I verify Michael Heaberg’s record?
Search CRD 1087510 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Michael Heaberg’s full registration record.
- Daniel BergChief Financial Officer
David WebsterChief Compliance Officer
Craig RoseManaging Director- Jared SchwartzChief Risk Officer