David Webster has been Chief Compliance Officer of Wealthtrust Axiom since December 2020, is a control person of the firm and directly owns under 5% of it. David Webster studied at the University of Alabama.
Wealthtrust Axiom, LLC is a Wayne, PA firm with $900M under management, 589 clients and 5 advisers in one office, as of its July 2026 filing.
David Webster is Managing Director of Axiom Asset Management, with over 18 years of financial advisory experience and 30 years in finance. He began his career spending 12 years in mortgage-backed securitization, then moved to the technology sector, where he gained operational experience from supply chain management to corporate finance. He later held advisory positions with Goldman Sachs and Wells Fargo Advisors before joining Axiom.
David Webster’s longest registration is the current one, 12 years at Wealthtrust Axiom since 2014. Before joining Wealthtrust Axiom in 2014, David Webster was registered through Wells Fargo Advisors, LLC.
- Axiom Asset ManagementCurrent– present · 12 yearsWayne, PA · Adviser representative · Firm CRD 145186
- Wells Fargo Advisors, LLC– · 4 yearsRadnor, PA · Adviser representative · Firm CRD 19616
Investment adviser representative registrations
David Webster is registered as an investment adviser representative in Pennsylvania, since February 2014.
- PennsylvaniaSince 26 February 2014
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 19 October 2007 |
| Series 7 | General Securities Representative Examination | 15 October 2007 |
| Series 3 | National Commodity Futures Examination | 5 October 2007 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Representative Examination
- Name
- National Commodity Futures Examination
- Full name
- David Joseph Webster
- CRD
- 5385692
- Firm
- Wealthtrust Axiom · CRD 145186
- Role
- Chief Compliance Officer
- Office
- 550 E SWEDESFORD RD, SUITE 110, Wayne, PA 19087
- Registration
- Investment adviser registration
- In the industry since
- January 2008
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- axiomasset.com
Where does David Webster work?
David Webster has been Chief Compliance Officer of Wealthtrust Axiom, LLC since December 2020, and is a control person of the firm.
Is David Webster a financial advisor?
Yes. David Webster has a current investment-adviser registration in Pennsylvania, through Wealthtrust Axiom since February 2014.
How many years of experience does David Webster have?
David Webster has 18 years in the financial industry, since January 2008, across 2 adviser firms.
What exams has David Webster passed?
David Webster has passed 3 licensing exams: the Series 3, Series 7 and Series 66. The earliest, the Series 3, was passed in October 2007. FINRA credited David Webster with the SIE, which began in October 2018.
Where did David Webster work before Wealthtrust Axiom?
Before Wealthtrust Axiom, David Webster was registered through Wells Fargo Advisors, LLC, March 2009 to April 2013.
Where is David Webster based?
David Webster’s registered office is in Wayne, PA.
Is David Webster registered with FINRA?
No. David Webster has no current broker registration.
How can I verify David Webster’s record?
Search CRD 5385692 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes David Webster’s full registration record.
Michael HeabergChief Executive Officer- Daniel BergChief Financial Officer
Craig RoseManaging Director- Jared SchwartzChief Risk Officer