Craig Rose has been Managing Director of Wealthtrust Axiom since April 2015, is a control person of the firm and directly owns under 5% of it.
Wealthtrust Axiom, LLC is a Wayne, PA firm with $900M under management, 589 clients and 5 advisers in one office, as of its July 2026 filing.
Craig A. Rose is Managing Director and a Partner of Axiom Asset Management. He entered the financial services business in 1996 at a small national firm, then joined a group of advisors at UBS/Paine Webber, where he worked beside the future founders of Axiom. In 2003 the team formed Axiom as an investment advisory firm, and he is part of its investment strategy and research process with a value approach to investment selection.
Craig Rose’s longest registration is the current one, 18 years at Wealthtrust Axiom since 2007. Before joining Wealthtrust Axiom in 2007, Craig Rose was registered through Axiom Asset Management, LLC.
- Axiom Asset ManagementCurrent– present · 18 yearsWayne, PA · Adviser representative · Firm CRD 145186
- Axiom Asset Management, LLC– · 3 yearsRadnor, PA · Adviser representative · Firm CRD 125691
Investment adviser representative registrations
Craig Rose is registered as an investment adviser representative in 2 states, as a resident of Texas. The first approvals date from December 2007; the most recent is Texas, in September 2008.
- PennsylvaniaSince 20 December 2007
- TexasResidentSince 29 September 2008
Examinations
| Exam | Name | Passed |
|---|---|---|
| SIE | Securities Industry Essentials Examination | Credited |
| Series 66 | Uniform Combined State Law Examination | 16 February 2004 |
| Series 9 | General Securities Sales Supervisor - Options Module Examination | 15 December 1999 |
| Series 7 | General Securities Representative Examination | 27 February 1997 |
| Series 63 | Uniform Securities Agent State Law Examination | 13 November 1996 |
| Series 52 | Municipal Securities Representative Examination | 7 November 1996 |
- Name
- Securities Industry Essentials Examination
- Name
- Uniform Combined State Law Examination
- Name
- General Securities Sales Supervisor - Options Module Examination
- Name
- General Securities Representative Examination
- Name
- Uniform Securities Agent State Law Examination
- Name
- Municipal Securities Representative Examination
- Full name
- Craig Alan Rose
- CRD
- 2801975
- Firm
- Wealthtrust Axiom · CRD 145186
- Role
- Managing Director
- Office
- 550 E SWEDESFORD RD, SUITE 110, Wayne, PA 19087
- Registration
- Investment adviser registration
- In the industry since
- November 1996
- Disciplinary history
- Not yet shown here · SEC record
- Firm bio
- axiomasset.com
Where does Craig Rose work?
Craig Rose has been Managing Director of Wealthtrust Axiom, LLC since April 2015, and is a control person of the firm.
Is Craig Rose a financial advisor?
Yes. Craig Rose has a current investment-adviser registration in Pennsylvania and Texas, through Wealthtrust Axiom since December 2007.
How many years of experience does Craig Rose have?
Craig Rose has 29 years in the financial industry, since November 1996, across 2 adviser firms.
What exams has Craig Rose passed?
Craig Rose has passed 5 licensing exams: the Series 52, Series 63, Series 7, Series 9 and Series 66. The earliest, the Series 52, was passed in November 1996. FINRA credited Craig Rose with the SIE, which began in October 2018.
Where is Craig Rose based?
Craig Rose’s registered office is in Wayne, PA.
Is Craig Rose registered with FINRA?
No. Craig Rose has no current broker registration.
How can I verify Craig Rose’s record?
Search CRD 2801975 on the SEC’s adviser search (adviserinfo.sec.gov), which publishes Craig Rose’s full registration record.
Michael HeabergChief Executive Officer- Daniel BergChief Financial Officer
David WebsterChief Compliance Officer- Jared SchwartzChief Risk Officer