Niva WealthLet’s talk

Michael Goosay

CIO & Global Head of Fixed Income at Principal Global Investors

No current adviser or broker registrationSEC record checked 17 October 2026

0
Past adviser firms
5
Licensing exams

IAPD record retrieved 17 October 2026SEC record

Michael Goosay is CIO & Global Head of Fixed Income of Principal Global Investors, LLC, a Des Moines investment adviser managing $428B. Michael Goosay has passed 5 licensing exams.

Role at Principal Global Investors

Title on Schedule A
CIO & Global Head of Fixed Income
Control
Michael Goosay is a control person of Principal Global Investors.
Ownership
An individual ownership band is not available in the source record.
Tenure
Michael Goosay has held the filed role since November 2023.

The firm

Principal Global Investors, LLC
Des Moines, IA

Form ADV filed 28 May 2026

$428B AUM8,205 clients337 advisers20 offices

Career on record

Firms and exams, newest first
  1. Passed Series 57TO · 2023
  2. Passed SIE · 2018
  3. Passed Series 7 and Series 63 · 2010
  4. Passed Series 65 · 1996

Registrations and exams

No current adviser or broker registration. Michael Goosay has passed 5 qualifying exams.

Examinations

Series 639 November 2010
Name
Uniform Securities Agent State Law Examination
Series 6520 May 1996
Name
Uniform Investment Adviser Law Examination
Series 57TO2 January 2023
Name
Securities Trader Exam
SIE1 October 2018
Name
Securities Industry Essentials Examination
Series 714 June 2010
Name
General Securities Representative Examination

Individual record

Full name
Michael Jason Goosay
CRD
2765287
Firm
Principal Global Investors, LLC
Registration status
No current adviser or broker registration
Firm bio
principalam.com

This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov

Background

Principal Asset Management identifies Michael Goosay as CIO and Global Head of Fixed Income, overseeing the fixed-income platform and serving as a portfolio manager on multi-sector strategies. Before Principal, he held portfolio-management and trading roles at Goldman Sachs Asset Management, Drake Management, JPMorgan and Prudential. Official firm biography

Education

  • He earned a bachelor’s degree in finance from Albright College and an MBA in finance from Rutgers University’s Graduate School of Management.Official firm biography

Common questions

Where does Michael Goosay work?

Michael Goosay has been CIO & Global Head of Fixed Income of Principal Global Investors, LLC since November 2023, and is a control person of the firm.

Source: Form ADV, Schedule A, filed 28 May 2026

Does Michael Goosay have a current investment-adviser registration?

Michael Goosay has no current investment-adviser or broker registration, as of 17 October 2026.

Source: IAPD individual record, checked 17 October 2026

What exams has Michael Goosay passed?

Michael Goosay has passed 5 licensing exams: the Series 65, Series 7, Series 63, SIE and Series 57TO. The earliest, the Series 65, was passed in May 1996.

Source: IAPD individual record, checked 17 October 2026

Leadership at Principal Global Investors

  • Kamal Bhatia
    Chief Executive Officer & President
  • Jill Hittner
    Chief Financial Officer
  • Justin Lange
    Chief Compliance Officer
  • George Djurasovic
    General Counsel
  • Todd Everett
    Global Head of Private Markets
  • Todd Jablonski
    CIO & Global Head of Multi-Asset and Quantitative Strategies
  • George Maris
    CIO & Global Head of Equities
  • Kenneth Allen McCullum
    Director
  • Simon McKay
    Strategic Advisor to CEO
  • Barbara Wenig
    Chief Business Officer
  • Brant Wong
    Head of Retirement Solutions

Sources

  1. IAPD individual record, CRD 2765287. Registration status, employment history and examinations.
  2. Form ADV Part 1A, Schedules A and B of Principal Global Investors, LLC, filed 28 May 2026. Title, control and ownership bands.
  3. Principal Global Investors team page. Biography, education, credentials, awards.

Retrieved 17 October 2026. The SEC record may have been amended since.

Report a correction

This profile is compiled from public regulatory records and the firm's own published materials, and is provided for informational purposes only. Niva Wealth is not affiliated with Michael Goosay or Principal Global Investors, LLC and makes no representation about the quality of their services. This directory does not report disciplinary history, in either direction.