Role at Principal Global Investors
- Title on Schedule A
- Chief Business Officer
- Control
- Barbara Wenig is a control person of Principal Global Investors.
- Ownership
- An individual ownership band is not available in the source record.
- Tenure
- Barbara Wenig has held the filed role since March 2024.
The firm
Form ADV filed 28 May 2026
Career on record
Barbara Wenig has been registered through Principal Global Investors since September 2021, and before that through Neuberger Berman Bd LLC and Lehman Brothers Inc..
- Principal Asset ManagementCurrent– present · 5 yearsDes Moines, IA · Adviser representative · Firm CRD 109002
- Passed SIE · 2018
- Neuberger Berman Bd LLC– · 13 yearsNew York, NY · Adviser representative · Firm CRD 2908
- Lehman Brothers Inc.– · under a yearNew York, NY · Adviser representative · Firm CRD 7506
- Passed Series 7 and Series 66 · 2008
Registrations and exams
Barbara Wenig has a current investment-adviser registration in Iowa and has passed 3 qualifying exams.
| State | Scope | Status | Since |
|---|---|---|---|
| Iowa | Investment adviser representative | Approved | 13 June 2025 |
- Scope
- Investment adviser representative
- Status
- Approved
Examinations
| Exam | Name | Passed |
|---|---|---|
| Series 66 | Uniform Combined State Law Examination | 7 September 2008 |
| SIE | Securities Industry Essentials Examination | 1 October 2018 |
| Series 7 | General Securities Representative Examination | 9 May 2008 |
- Name
- Uniform Combined State Law Examination
- Name
- Securities Industry Essentials Examination
- Name
- General Securities Representative Examination
Individual record
- Full name
- Barbara Wenig
- CRD
- 5412981
- Registration status
- Investment adviser and broker registrations
- Office
- 711 High Street, Des Moines, IA 50392
This directory does not report disciplinary history, for any firm or individual, in either direction. The SEC publishes the complete record, including any disciplinary events, and it is the authoritative place to check one. Check this record on adviserinfo.sec.gov
Common questions
Where does Barbara Wenig work?
Barbara Wenig has been Chief Business Officer of Principal Global Investors, LLC since March 2024, and is a control person of the firm.
Is Barbara Wenig a financial advisor?
Yes. Barbara Wenig has a current investment-adviser registration in Iowa, through Principal Global Investors since September 2021, as of 18 October 2026.
How many years of experience does Barbara Wenig have?
Barbara Wenig has worked in the financial industry for 18 years as of 18 October 2026, counted from 17 May 2008, across 3 adviser firms.
What exams has Barbara Wenig passed?
Barbara Wenig has passed 3 licensing exams: the Series 7, Series 66 and SIE. The earliest, the Series 7, was passed in May 2008.
Where did Barbara Wenig work before Principal Global Investors?
Before Principal Global Investors, Barbara Wenig was registered through Neuberger Berman Bd LLC, September 2008 to September 2021; Lehman Brothers Inc., September 2008 to September 2008.
Where is Barbara Wenig based?
Barbara Wenig’s registered office is in Des Moines, IA.
Leadership at Principal Global Investors
- Kamal BhatiaChief Executive Officer & President
- Jill HittnerChief Financial Officer
- Justin LangeChief Compliance Officer
- George DjurasovicGeneral Counsel
- Todd EverettGlobal Head of Private Markets
- Michael GoosayCIO & Global Head of Fixed Income
- Todd JablonskiCIO & Global Head of Multi-Asset and Quantitative Strategies
- George MarisCIO & Global Head of Equities
- Kenneth Allen McCullumDirector
- Simon McKayStrategic Advisor to CEO
- Brant WongHead of Retirement Solutions